# WOLVERINE ASSET MANAGEMENT, LLC

WOLVERINE ASSET MANAGEMENT, LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 138907
- Type: SEC-registered investment adviser
- SEC file number: 801-72458
- Location: 175 WEST JACKSON BLVD., SUITE 340, CHICAGO, IL, 60604
- Phone: 312-884-4400
- Latest filing: 2026-06-12
- Regulatory AUM: $14.8B
- Discretionary AUM: $14.8B
- Clients: 44
- Accounts: 3

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| Judith Marie Kula | CHIEF FINANCIAL OFFICER | — |
| Kenneth Lyn Nadel | CHIEF OPERATING OFFICER | — |
| Andrew Richard Sujdak | CHIEF INVESTMENT OFFICER; CHIEF RESEARCH OFFICER | — |
| Robert Ross Bellick | LIMITED PARTNER; MANAGING MEMBER | — |
| David Cavicke | CHIEF COMPLIANCE OFFICER | Chicago, IL |
| Christopher Lazarus Gust | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER; LIMITED PARTNER; MANAGING MEMBER | — |
| Eric Jonathan Henschel | LIMITED PARTNER; MANAGING MEMBER | — |
| KELLY SHAWN L | CHIEF COMPLIANCE OFFICER | — |
| FLAHERTY MEGAN ANN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | — |
| BELLICK ROBERT ROSS | LIMITED PARTNER; MANAGING DIRECTOR; MANAGING MEMBER | — |
| GUST CHRISTOPHER LAZARUS | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER; LIMITED PARTNER; MANAGING DIRECTOR (+2 more) | — |
| KULA JUDITH MARIE | CHIEF FINANCIAL OFFICER | — |
| NADEL KENNETH LYN | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |
| SUJDAK ANDREW RICHARD | CHIEF RESEARCH OFFICER; CHIEF RESEARCH & TECHNOLOGY OFFICER; MANAGING DIRECTOR | — |
| HENSCHEL ERIC JONATHAN | LIMITED PARTNER; MANAGING DIRECTOR; MANAGING MEMBER | — |
| ADAMSKI MICHAEL DAVID | CHIEF COMPLIANCE OFFICER/CHIEF LEGAL COUNSEL; CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| HARKNESS JAMES VINCENT | CEO/COO | — |
| MICHUDA JAMES A | MANAGING DIRECTOR | — |
| SACCHETTI JOSEPH F | MANAGING DIRECTOR | — |
| ABRAHAM MATTHEW DAVID | CHIEF COMPLIANCE OFFICER | — |
| SUJDAK ANDREW R | MANAGING DIRECTOR | — |
| PATEL NIRAJ MAHENDRA | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| CAVICKE DAVID | CHIEF COMPLIANCE OFFICER | — |
| Dominic Charles Data | MANAGING DIRECTOR | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-10-08 | regulatory | ON OCTOBER 8, 2015, WOLVERINE ASSET MANAGEMENT, LLC ("WAM") AND ITS AFFILIATE WOLVERINE TRADING, LLC, WITHOUT ADMITTING OR DENYING THE FINDINGS, REACHED A SETTLEMENT WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE "COMMISSION"). THE COMMISSION FOUND THAT WAM VIOLATED SECTION 204A OF THE INVEST… | Final | $375K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138907/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138907/similar
- Related entities: https://search.stillhousedata.com/firm/138907/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138907

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.