# SIGMA ASSET MANAGEMENT, L.L.C.

SIGMA ASSET MANAGEMENT, L.L.C. of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 138966
- Type: SEC-registered investment adviser
- SEC file number: 801-65414
- Location: 35 EAST WACKER DRIVE, SUITE 1600, CHICAGO, IL, 60601
- Phone: 312-827-2800
- Latest filing: 2008-06-02
- Regulatory AUM: $9.0M
- Discretionary AUM: $9.0M
- Clients: 6
- Accounts: 57

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| [STARR SHELLY ANN](https://search.stillhousedata.com/person/764854) | MANAGING DIRECTOR | — |
| [THOMAS BRANDON ROCKWELL](https://search.stillhousedata.com/person/764855) | PRESIDENT | — |
| [ALVIN GEORGE LUIS](https://search.stillhousedata.com/person/764858) | CHIEF COMPLIANCE OFFICER | — |
| [SEIER DALE JOSEPH](https://search.stillhousedata.com/person/764859) | MANAGING DIRECTOR | — |
| [FRERICHS DONALD KENT](https://search.stillhousedata.com/person/765198) | MANAGING DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/138966/brochure
- Similar advisers: https://search.stillhousedata.com/firm/138966/similar
- Related entities: https://search.stillhousedata.com/firm/138966/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/138966

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.