# CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED

CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED of EDINBURGH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 139012
- Type: SEC-registered investment adviser
- SEC file number: 801-65715
- Location: 5 MORRISON STREET, LEVEL 2, EDINBURGH, EH3 8BH
- Phone: 44 131 229 5252
- Latest filing: 2026-06-16
- Regulatory AUM: $9.9B
- Discretionary AUM: $9.2B
- Non-discretionary AUM: $653.0M
- Clients: 44
- Accounts: 5,185

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (104)

_Showing 25 of 104 people._

| Name | Role | Location |
| --- | --- | --- |
| Nigel John Anderson | DIRECTOR | — |
| Andrew James Ashton | CEO AND DIRECTOR; CHIEF EXECUTIVE OFFICER | — |
| Stuart James Davidson | DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | — |
| Joanna Helen Grace Nolan | CHIEF COMPLIANCE OFFICER | — |
| Katrina S Dudley | CHIEF INVESTMENT OFFICER; DIRECTOR | — |
| WALKER CHRISTOPHER MICHAEL | DIRECTOR | — |
| GARDNER GARY PAUL | DIRECTOR | — |
| ANDERSON THOMAS JOHN | CHIEF COMPLIANCE OFFICER | — |
| HUGHES ROBERT JOHN | DIRECTOR | — |
| LOGAN DAVID JAMES | DIRECTOR | — |
| FAIRWEATHER JAMES MACGREGOR AYTON | DIRECTOR | — |
| THOMAS MICHAEL WILLIAM | DIRECTOR | — |
| HALL TIMOTHY JULIAN DALTON | DIRECTOR | — |
| WATT WILLIAM | CHAIRMAN | — |
| MACLEOD ALLAN DAVIDSON | DIRECTOR | — |
| CAMPBELL RALPH MCGREGOR | CHIEF FINANCE OFFICER; CHIEF FINANCE OFFICER / DIRECTOR; COMPANY SECRETARY (+1 more) | — |
| SANDISON JAMES MACGREGOR | DIRECTOR | — |
| SOWERBY ANDREW | DIRECTOR | — |
| MCGUIGAN SHEILA ANN | DIRECTOR | — |
| HUGHES JACQUI | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/DIRECTOR | — |
| EVANS RICHARD GILES | DIRECTOR | — |
| MCLELLAND ELAINE | LEGAL OFFICER | — |
| BUTLER CHRISTOPHER ANDREW | DIRECTOR | — |
| DONALDSON KEITH CARNIE | DIRECTOR | — |
| GOODWIN PETE DUNCAN | DIRECTOR | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/139012/brochure
- Similar advisers: https://search.stillhousedata.com/firm/139012/similar
- Related entities: https://search.stillhousedata.com/firm/139012/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/139012

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.