# CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC. of WAVERLY, IA is an SEC-registered investment adviser.

## Registration

- CRD: 13941
- Type: SEC-registered investment adviser
- SEC file number: 801-60099
- Location: 2000 HERITAGE WAY, WAVERLY, IA, 50677
- Phone: 319-352-4090
- Latest filing: 2022-03-31
- Regulatory AUM: $5.8B
- Discretionary AUM: $24.3M
- Non-discretionary AUM: $5.8B
- Clients: 716
- Accounts: 20,233

## Officers, owners & control persons (83)

_Showing 25 of 83 people._

| Name | Role | Location |
| --- | --- | --- |
| Martin Worthington Lynn | DIRECTOR; DIRECTOR, ASST. VICE PRESIDENT, MANAGING PRINCIPAL; DIRECTOR, PRESIDENT (+1 more) | — |
| HUGHES JOHN J | TREASURER; TREASURER, FINANCIAL OPERATIONS PRINCIPAL | — |
| HENRY JOHN WELDON | ACTING PRESIDENT; DIRECTOR; DIRECTOR/VICE PRESIDENT | — |
| COMFORT ROBERT JAMES | PRESIDENT | — |
| JUNG KERRY ANNE | SECRETARY | — |
| GUNDERSON TRACY KAY | ASST. SECRETARY | — |
| HALEVAN TIMOTHY SULLIVAN | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT; CHIEF COMPLIANCE OFFICER, VP; CHIEF COMPLIANCE OFFICER/VP, CUNA BROKERAGE SERVICES, INC., MEMBERS CAPITALS ADVISORS, MEMBERS MUTUAL FUNDS, ULTRA SERIES FUNDS (+5 more) | — |
| GRETE KATHERINE IRMA | ASSISTANT TREASURER; ASSISTANT TREASURER, FINANCIAL OPERATIONS PRINCIPAL | — |
| GODFREY DENNIS J | DIRECTOR | — |
| LENTZ KEVIN THOMAS | DIRECTOR | — |
| WARSHAUER MARK T | DIRECTOR | — |
| KITTLESON SHEILA MARIE | ASSISTANT TREASURER | — |
| CORNING PETER H | SECRETARY AND TREASURER | — |
| BACKES MARK ELLIOTT | PRESIDENT AND HEAD OF OPERATIONS; VICE PRESIDENT - OPERATIONS | — |
| CHOSY JOHN ANDREW | ASSISTANT SECRETARY | — |
| THOMPSON KEVIN S | DIRECTOR; VICE PRESDENT, SECRETARY, ASSOCIATE GENERAL COUNSEL; VICE PRESIDENT, DEPUTY GENERAL COUNSEL | — |
| HALVERSON LAWRENCE ROY | DIRECTOR | — |
| ANDERSON BUDD FRANK | DIRECTOR | — |
| WILEY DAVID WARREN | ASSOC. COMPLIANCE OFFICER | — |
| ANDERSON CHRISTINE MARY | SECRETARY AND TREASURER, INTERNAL AUDITING VICE PRESIDENT, FINANCE | — |
| MERFELD THOMAS JOSEPH | DIRECTOR | — |
| PATZNER FAYE ANNE | CHIEF OFFICER - LEGAL | — |
| LIEN TRACY KAY | ASST. SECRETARY | — |
| EVERSON MARK S | DIRECTOR | — |
| SULESKI STEVEN R | SECRETARY, DIRECTOR; VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/13941/brochure
- Similar advisers: https://search.stillhousedata.com/firm/13941/similar
- Related entities: https://search.stillhousedata.com/firm/13941/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/13941

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.