# 3D ASSET MANAGEMENT, INC.

3D ASSET MANAGEMENT, INC. of HARTFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 139595
- Type: SEC-registered investment adviser
- SEC file number: 801-68413
- Location: 100 CONSTITUTION PLAZA, 7TH FLOOR, HARTFORD, CT, 06103-1703
- Phone: 860-291-1998
- Latest filing: 2020-08-28
- Regulatory AUM: $603.0M
- Discretionary AUM: $603.0M
- Clients: 15
- Accounts: 1,838

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| CONNORS WAYNE | EXEC. V.P./SECRETARY | — |
| O'CONNOR JOHN ARTHUR | PRESIDENT/CCO; PRESIDENT/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER (+5 more) | — |
| LUCICH ANDREW THOMAS | CHIEF COMPLIANCE OFFICER | — |
| OCONNOR JOHN ARTHUR | PRESIDENT/CCO | — |
| CONNORS WAYNE NMN | DIRECTOR & SHAREHOLDER; EXEC. V.P./SECRETARY; PRINCIPAL (+2 more) | — |
| FRANKENHOFF CHRISTOPHER MICHAEL | DIRECTOR; DIRECTOR & SHAREHOLDER; SHAREHOLDER | — |
| O'CONNOR SHERYL MARY | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, SECRETARY; EXECUTIVE VICE PRESIDENT, BUSINESS DEVELOPMENT (+3 more) | — |
| LUCICH ANDREW | CHIEF COMPLIANCE OFFICER | — |
| Noeker Raymond Harold | CHIEF FINANCIAL OFFICER | — |
| MCCOY STEPHEN LAWRENCE | CHIEF EXECUTIVE OFFICER | — |
| LAVINE BENJAMIN MARSHAL | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER & SHAREHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/139595/brochure
- Similar advisers: https://search.stillhousedata.com/firm/139595/similar
- Related entities: https://search.stillhousedata.com/firm/139595/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/139595

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.