# INTEGRITY ALLIANCE, LLC

INTEGRITY ALLIANCE, LLC of URBANDALE, IA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 139627
- Type: SEC-registered investment adviser
- SEC file number: 801-69742
- Location: 4135 NW URBANDALE DR, URBANDALE, IA, 50322
- Phone: 877-886-1939
- Latest filing: 2026-05-13
- Regulatory AUM: $5.4B
- Discretionary AUM: $4.5B
- Non-discretionary AUM: $957.0M
- Clients: 400
- Accounts: 20,448

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities, Corporations

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| Belma Mujdzic | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER; OPERATIONS DIRECTOR | — |
| Brian Edward Aukes | PRESIDENT | — |
| Andrea K Baker | CHIEF FINANCIAL OFFICER/FINOP | — |
| Andrew Allen Osby | CHIEF INVESTMENT OFFICER | — |
| Carie Marie Heckler | CHIEF COMPLIANCE OFFICER | — |
| Christopher Aaron Merla | HEAD OF OPERATIONS | — |
| PROPES BRIAN CLINTON | PRESIDENT/CHIEF MARKETING OFFICER | — |
| BOTT MATTHEW RAY | MANAGING MEMBER/PRESIDENT/CHIEF MARKETING OFFICER; MANAGING MEMBER/PRESIDENT/CHIEF OPERATIONS OFFICER; PRESIDENT/CHIEF OPERATIONS OFFICER | — |
| MCCARTY ROGER HORNSBY | TRUSTEE | — |
| STAPP GARY ALAN | CHIEF COMPLIANCE OFFICER; CHIEF MARKETING OFFICER | — |
| KEMBLE ANDREA K | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/FINOP | — |
| BABCOCK JODY ANN | FINANCIAL OPERATIONS PRINCIPAL | — |
| HUDSON ANN LOUISE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | — |
| MCCARTY JANE LINDSEY | TRUSTEE | — |
| AUKES BRIAN EDWARD | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| KUNKEL JOHN CHARLES | CHIEF COMPLIANCE OFFICER | — |
| HENRY DAVID ALAN | FINOP | — |
| MUJDZIC BELMA | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | — |
| OSBY ANDREW ALLEN | CHIEF INVESTMENT OFFICER | — |
| BAKER ANDREA K | CHIEF FINANCIAL OFFICER/FINOP | — |
| Michelle Renee Stockman | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (48)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-11-15 | regulatory | THE FIRM WAS ORDER TO CEASE AND DESIST: IS CENSURED; AND SHALL PAY DISGORGEMENT OF $14,899.55, PREJUDGMENT INTEREST OF $3,683.32, AND A CIVIL MONEY PENALTY OF $135,000 TO THE SEC | Final | $135K |
| 2023-05-05 | regulatory | VIOLATION OF FINRA RULES 3110 AND 2010. | Final | $30K |
| 2016-07-26 | regulatory | VIOLATION OF FINRA RULES 2330(B),2330(C), AND 2010. | Final | $45K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/139627/brochure
- Similar advisers: https://search.stillhousedata.com/firm/139627/similar
- Related entities: https://search.stillhousedata.com/firm/139627/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/139627

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.