# DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION

DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION of TORONTO is an SEC-registered investment adviser.

## Registration

- CRD: 139680
- Type: SEC-registered investment adviser
- SEC file number: 801-66469
- Location: 77 KING STREET WEST, SUITE 4310, TORONTO, M5K 1J5
- Phone: 416-644-7587
- Latest filing: 2016-04-18
- Regulatory AUM: $6.3B
- Discretionary AUM: $2.2B
- Non-discretionary AUM: $4.1B
- Clients: 18
- Accounts: 22

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| [DE BOER ROBERT PAUL](https://search.stillhousedata.com/person/741299) | DIRECTOR | — |
| [BARRY RICHARD EDWARD](https://search.stillhousedata.com/person/763823) | VICE PRESIDENT & GENERAL COUNSEL | — |
| [MAIN GEORGE IAIN PRENTICE](https://search.stillhousedata.com/person/768116) | CEO & DIRECTOR; CEO, DIRECTOR; CEO, DIRECTOR, SHAREHOLDER (CLASS A COMMON SHARES) (+2 more) | — |
| [THOURET GRAHAM FREDERICK](https://search.stillhousedata.com/person/768117) | PRESIDENT; PRESIDENT & DIRECTOR; PRESIDENT, DIRECTOR, SHAREHOLDER (CLASS A COMMON SHARES) (+1 more) | — |
| [WRIGHT WARREN ARTHUR](https://search.stillhousedata.com/person/768118) | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, DIRECTOR, SHAREHOLDER (CLASS A COMMON SHARES); MANAGING DIRECTOR, HEAD OF PORTFOLIO MANAGEMENT (+1 more) | — |
| [LUCASSEN JEFFREY THEODORUS](https://search.stillhousedata.com/person/768119) | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL & OPERATING OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL & OPERATING OFFICER, DIRECTOR, SHAREHOLDER (CLASS A COMMON SHARES); CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER, DIRECTOR, SHAREHOLDER (CLASS A COMMON SHARES) (+5 more) | — |
| [RAMAKRISHNAN GURU](https://search.stillhousedata.com/person/768120) | DIRECTOR; MEMBERSHIP INTEREST | — |
| [BARTON JONATHAN LUKEELLIOTT](https://search.stillhousedata.com/person/768121) | DIRECTOR | — |
| [PANDIT VIKRAM SHANKAR](https://search.stillhousedata.com/person/768122) | MEMBERSHIP INTEREST | — |
| [HAVENS JOHN PAUL](https://search.stillhousedata.com/person/768123) | MEMBERSHIP INTEREST | — |
| [CHAPPUIS JACQUES P](https://search.stillhousedata.com/person/794924) | CHAIRMAN, DIRECTOR | — |
| [SHOSTACK LISA DEBORAH](https://search.stillhousedata.com/person/797913) | MANAGING DIRECTOR & GENERAL COUNSEL; MANAGING DIRECTOR, GENERAL COUNSEL & CCO; MANAGING DIRECTOR & GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER (+3 more) | — |
| [HAY DAVID JAMES](https://search.stillhousedata.com/person/805969) | MANAGING DIRECTOR; MANAGING DIRECTOR, SHAREHOLDER (CLASS A COMMON SHARES) | — |
| [MOSCARITOLO MICHELE](https://search.stillhousedata.com/person/816180) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, SHAREHOLDER (CLASS A COMMON SHARES) | — |
| [HOLTZ LINDSAY ANNE](https://search.stillhousedata.com/person/816181) | PRESIDENT | — |
| [ROSENBLUM BRUCE EDWARD](https://search.stillhousedata.com/person/816182) | DIRECTOR | — |
| [Dillard Lauren](https://search.stillhousedata.com/person/838220) | CHAIRMAN, DIRECTOR | — |


## Private funds (9)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| DGAM DIVERSIFIED STRATEGIES FUND | Hedge Fund | — | 10 | $618.9M | $100K |
| DGAM UNIQUE STRATEGIES ERISA FUND | Hedge Fund | — | 7 | $249.3M | $5.0M |
| BUCKINGHAM FUND | Hedge Fund | — | 1 | $204.0M | $150.0M |
| CARLYLE LIQUID TACTICAL MASTER FUND LP | Hedge Fund | — | 45 | $155.7M | $100K |
| CARLYLE TREND FOLLOWING MASTER FUND | Hedge Fund | — | 14 | $118.2M | $100K |
| DGAM OPPORTUNITIES MASTER FUND | Hedge Fund | — | 1 | $42.7M | $5.0M |
| CARLYLE ACTIVE COMMODITIES MASTER FUND | Hedge Fund | — | 1 | $38.9M | $5.0M |
| DGAM  UNIQUE STRATEGIES MASTER FUND | Hedge Fund | — | 6 | $16.6M | $5.0M |
| DGAM NG UNIQUE STRATEGIES FUND | Hedge Fund | — | 1 | $15.9M | $200.0M |


## Fund service providers (4)

- administrator: HSBC TRUSTEE (CAYMAN) LIMITED — 4 funds
- administrator: HSBC SECURITIES SERVICES (IRELAND) LIMITED — 3 funds
- administrator: INTERNATIONAL FUND SERVICES NA LLC, A STATE STREET COMPANY
- administrator: STATE STREET BANK AND TRUST COMPANY

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/139680/brochure
- Similar advisers: https://search.stillhousedata.com/firm/139680/similar
- Related entities: https://search.stillhousedata.com/firm/139680/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/139680

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.