# TECTONIC ADVISORS LLC

TECTONIC ADVISORS LLC of FRISCO, TX is an SEC-registered investment adviser.

## Registration

- CRD: 139713
- Type: SEC-registered investment adviser
- SEC file number: 801-66385
- Location: 17 COWBOYS WAY, FRISCO, TX, 75034
- Phone: 713-250-4200
- Latest filing: 2026-03-30
- Regulatory AUM: $5.1B
- Discretionary AUM: $4.8B
- Non-discretionary AUM: $352.2M
- Clients: 6
- Accounts: 9,259

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos, Other

## Officers, owners & control persons (27)

_Showing 25 of 27 people._

| Name | Role | Location |
| --- | --- | --- |
| Darrell Ward Cain | CHAIRMAN | Plano, TX |
| Arthur Haag Sherman | CEO AND CIO | Houston, TX |
| Michelle Bartoe Baird | CHIEF FINANCIAL OFFICER | — |
| Stephen Michael Mangold | CHIEF COMPLIANCE OFFICER | Plano, TX |
| Paul Douglas Lyons | SENIOR MANAGING DIRECTOR | — |
| Dan Charles Wicker | SHAREHOLDER | — |
| Timothy Basil Greaves | SHAREHOLDER | — |
| Toni Hatcher Lee | SHAREHOLDER | Frisco, TX |
| Thomas Robert Sanders | SHAREHOLDER | — |
| Steven Bradley Clapp | SHAREHOLDER | — |
| Brian Robert Bortz | SHAREHOLDER | — |
| Steven Lawrence Cain | SHAREHOLDER | — |
| Judson Standefer Crawford | SHAREHOLDER | — |
| Charles Arnold Loretto | MANAGING MEMBER | — |
| Hunter David Satterfield | MANAGING MEMBER | — |
| Jeremy Layne Bolf | CCO | — |
| CAIN DARRELL WARD | CHAIRMAN; CHAIRMAN/MANAGER; LP (+1 more) | — |
| WATTERS MICHAEL TAYLOR | LP; LP/OWNER | — |
| MOORE GARY VERN | CHIEF COMPLIANCE OFFICER | — |
| SHERMAN ARTHUR HAAG | CEO AND CIO; MEMBER/MANAGER; TRUSTEE | — |
| HUNT DAVID LEE | CHIEF COMPLIANCE OFFICER | — |
| LYONS PAUL DOUGLAS | SENIOR MANAGING DIRECTOR; VICE PRESIDENT; VP | — |
| DIXON NANCY ELAINE | CHIEF COMPLIANCE OFFICER | — |
| Sherman Millette Lewis | TRUSTEE | — |
| BAIRD MICHELLE BARTOE | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/139713/brochure
- Similar advisers: https://search.stillhousedata.com/firm/139713/similar
- Related entities: https://search.stillhousedata.com/firm/139713/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/139713

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.