# DAWNAY, DAY BROKERS LIMITED

DAWNAY, DAY BROKERS LIMITED of LONDON is an SEC-registered investment adviser.

## Registration

- CRD: 139738
- Type: SEC-registered investment adviser
- SEC file number: 801-66826
- Location: 15-17 GROSVENOR GARDENS, LONDON, SW1W 0BD
- Phone: +44 0 20 7834 8060
- Latest filing: 2006-05-23
- Regulatory AUM: $26.1M
- Discretionary AUM: $20.5M
- Non-discretionary AUM: $5.6M
- Clients: 51
- Accounts: 14

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [KING EDWARD JAMES](https://search.stillhousedata.com/person/768224) | PORTFOLIO MANAGER | — |
| [MORLEY IAN BERTRAND](https://search.stillhousedata.com/person/807570) | CEO AND DIRECTOR | — |
| [TOWNSLEY BARRY STEPHEN](https://search.stillhousedata.com/person/807571) | DIRECTOR | — |
| [SMOUHA BRIAN ANDREW](https://search.stillhousedata.com/person/807572) | DIRECTOR | — |
| [PINCUS BARRY MARTIN](https://search.stillhousedata.com/person/807573) | DIRECTOR | — |
| [GAMBLE DAVID JOHN](https://search.stillhousedata.com/person/807574) | CHAIRMAN | — |
| [SAMPSON JULIAN WALTER](https://search.stillhousedata.com/person/807575) | CHIEF COMPLIANCE OFFICER | — |
| [KLIMT PETER RICHARD](https://search.stillhousedata.com/person/807576) | DIRECTOR | — |
| [NAGGAR GUY ANTHONY](https://search.stillhousedata.com/person/807577) | DIRECTOR | — |
| [PETTIFOR IAN](https://search.stillhousedata.com/person/807578) | FINANCE OFFICER | — |
| [BROLLY OWEN GERARD MATHEW](https://search.stillhousedata.com/person/807579) | CHIEF INVESTMENT OFFICER | — |
| [DAVIES RHIDIAN WILLIAM RICE](https://search.stillhousedata.com/person/807580) | PORTFOLIO MANAGER | — |
| [RUMBLE EDWARD MICHAEL](https://search.stillhousedata.com/person/807581) | PORTFOLIO MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/139738/brochure
- Similar advisers: https://search.stillhousedata.com/firm/139738/similar
- Related entities: https://search.stillhousedata.com/firm/139738/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/139738

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.