# FENWAY FINANCIAL ADVISORS, LLC

FENWAY FINANCIAL ADVISORS, LLC of ARLINGTON, VA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 139775
- Type: SEC-registered investment adviser
- SEC file number: 801-117969
- Location: 1201 WILSON BLVD., 25TH FLOOR, ARLINGTON, VA, 22209
- Phone: 617-704-7805
- Latest filing: 2026-03-31
- Regulatory AUM: $247.7M
- Non-discretionary AUM: $247.7M
- Clients: 2
- Accounts: 396

## Business model

- Compensation: Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| Stephen Michael Wintermeier | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | — |
| WINTERMEIER STEPHEN MICHAEL | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | — |
| CATLIN CAROLYN BELLA | PRINCIPAL | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-02-16 | regulatory | ON FEBRUARY 16TH, 2022, THE COMMONWEALTH OF MASSACHUSETTS. OFFICE OF THE SECRETARY OF THE COMMONWEALTH SECURITIES DIVISION ENTERED INTO A CONSENT ORDER ("ORDER") WITH FENWAY FINANCIAL ADVISORS. THE ORDER CONCLUDED THAT FENWAY FINANCIAL ADVISORS PROVIDED INVESTMENT ADVISORY SERVICES TO CLIENTS IN MAS… | Final | $50K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 2 | 617-704-7805 |
| — | — | 2 | 617-704-7805 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/139775/brochure
- Similar advisers: https://search.stillhousedata.com/firm/139775/similar
- Related entities: https://search.stillhousedata.com/firm/139775/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/139775

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.