# ORIGIN ASSET MANAGEMENT LLP

ORIGIN ASSET MANAGEMENT LLP of LONDON is an SEC-registered investment adviser.

## Registration

- CRD: 139897
- Type: SEC-registered investment adviser
- SEC file number: 801-67539
- Location: ONE WOOD STREET, LONDON, EC2V 7JV
- Phone: +44 207100225
- Latest filing: 2025-02-07
- Regulatory AUM: $4.6B
- Discretionary AUM: $4.6B
- Clients: 12
- Accounts: 15

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (36)

_Showing 25 of 36 people._

| Name | Role | Location |
| --- | --- | --- |
| Carter L John | EXECUTIVE MEMBER | Columbus, OH |
| Kamal Bhatia | BOARD MEMBER | — |
| Christopher James Reddy | BOARD MEMBER | — |
| Ellen W Shumway | BOARD MEMBER | — |
| Nishil Yashwin Patel | CONSULTANT | — |
| Deanna D Strable-Soethout | ADVISORY MEMBER | — |
| Daniel Benjamin Silverman | CCO EMEA | — |
| CARTER CHRISTOPHER | EXECUTIVE MEMBER | — |
| RIGG JEREMY | EXECUTIVE MEMBER | — |
| DUTSON NIGEL | EXECUTIVE MEMBER; EXECUTIVE MEMBER AND BOARD MEMBER | — |
| RIMMER MICHAEL | EXECUTIVE MEMBER | — |
| MOTTRAM NICHOLAS | EXECUTIVE MEMBER; PASSIVE MEMBER | — |
| JOHNSTON LINDSAY JAMES HAWTHORN | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER; CHIEF COMPLIANCE OFFICER, MANAGING MEMBER AND BOARD MEMBER; MANAGING MEMBER | — |
| RANDHAWA TARLOCK | EXECUTIVE MEMBER AND BOARD MEMBER; MANAGING MEMBER | — |
| MORRISSEY PATRICK | INVESTOR MEMBER | — |
| SPENCER MICHAEL ALAN | CHAIRMAN | — |
| MCCAUGHAN JAMES PATRICK | BOARD MEMBER | — |
| LAWLER JULIA MARIE | ADVISORY MEMBER | — |
| HALTER PATRICK GREGORY | ADVISORY MEMBER; BOARD MEMBER | — |
| EVERETT NORA MARY | BOARD MEMBER | — |
| SHUMWAY ELLEN W | ADVISORY MEMBER; BOARD MEMBER | — |
| ARMIST RONALD | INVESTOR MEMBER | — |
| VALLAT GEORGIA | MEMBER | — |
| DONACHIE STUART | MEMBER | — |
| DUTSON RUTH | MEMBER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-09-08 | regulatory | IN APRIL 2022 PRINCIPAL GLOBAL INVESTORS, LLC (PGI) HAD AN UNINTENTIONAL SHORT SALE OF A SECURITY DUE TO A CORPORATE ACTION IN POTENTIAL BREACH OF LOCAL REGULATIONS. IN SEPTEMBER 2022, PGI RECEIVED AN EMAIL REGARDING "NOTICE OF ACTION TO BE TAKEN" REGARDING THE BREACH OF LOCAL RESTRICTION PROVISIONS… | Final | $34K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/139897/brochure
- Similar advisers: https://search.stillhousedata.com/firm/139897/similar
- Related entities: https://search.stillhousedata.com/firm/139897/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/139897

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.