# SAFEGUARD FINANCIAL AND INSURANCE SERVICES

SAFEGUARD FINANCIAL AND INSURANCE SERVICES of WALNUT CREEK, CA is an SEC-registered investment adviser.

## Registration

- CRD: 140184
- Type: SEC-registered investment adviser
- SEC file number: 801-69338
- Location: 2999 OAK ROAD, SUITE 120, WALNUT CREEK, CA, 94597
- Phone: 925-627-1800
- Latest filing: 2012-03-29
- Regulatory AUM: $29.2M
- Discretionary AUM: $24.2M
- Non-discretionary AUM: $5.0M
- Clients: 1
- Accounts: 190

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| LOHE JASON HARRIS | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140184/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140184/similar
- Related entities: https://search.stillhousedata.com/firm/140184/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140184

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.