# ALPENGLOBAL CAPITAL, LLC

ALPENGLOBAL CAPITAL, LLC is an SEC-registered investment adviser.

## Registration

- CRD: 140186
- Type: SEC-registered investment adviser
- SEC file number: 801-119789
- Phone: 415-424-4005 XT. 21
- Latest filing: 2026-03-13
- Regulatory AUM: $184.0M
- Discretionary AUM: $184.0M
- Clients: 4
- Accounts: 287

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Alex John Gutt | MANAGING DIRECTOR | — |
| Karen Schorr Craig | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| GUTT ALEX JOHN | MANAGING DIRECTOR | — |
| CRAIG KAREN SCHORR | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140186/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140186/similar
- Related entities: https://search.stillhousedata.com/firm/140186/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140186

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.