# FINANCIAL ACTION, INC.

FINANCIAL ACTION, INC. of MONUMENT, CO is an SEC-registered investment adviser.

## Registration

- CRD: 140285
- Type: SEC-registered investment adviser
- SEC file number: 801-135990
- Location: 283 WASHINGTON ST, MONUMENT, CO, 80132
- Phone: 719-357-7189
- Latest filing: 2026-06-11
- Regulatory AUM: $100.3M
- Discretionary AUM: $99.7M
- Non-discretionary AUM: $588K
- Clients: 6
- Accounts: 1,047

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Christopher Brian Reed | PRESIDENT | — |
| Jason John Roque | CHIEF COMPLIANCE OFFICER (CCO) / PARTNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140285/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140285/similar
- Related entities: https://search.stillhousedata.com/firm/140285/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140285

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.