# FIRST ALLIED ASSET MANAGEMENT

FIRST ALLIED ASSET MANAGEMENT of SAN DIEGO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 140292
- Type: SEC-registered investment adviser
- SEC file number: 801-67188
- Location: 655 W. BROADWAY, 12TH FLOOR, SAN DIEGO, CA, 92101
- Phone: 866-299-4864
- Latest filing: 2015-06-24
- Regulatory AUM: $9.0M
- Discretionary AUM: $9.0M
- Clients: 15
- Accounts: 22

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| MOSES ROBERT JAY | GENERAL COUNSEL | — |
| GLASER GREGG STEVEN | FINOP | — |
| BADGER DWIGHT OLIVER | SHAREHOLDER | — |
| DAUBENSPECK KEITH GREGORY | SHAREHOLDER | — |
| HARRINGTON SILAS ISADORE | GENERAL COUNSEL | — |
| COLUMBUS CRAIG EDWARD | PRESIDENT | — |
| MINDLIN JEFFREY JOEL | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR AND CHIEF OPERATING OFFICER (+1 more) | — |
| HOLCOMB ROBERT STEVEN | PRESIDENT | — |
| BOROWSKI LUANNE MARIE | CHIEF COMPLIANCE OFFICER | — |
| CAMPANALE FRANK LOUIS | CHAIRMAN & CEO/ADVANCED EQUITIES WEALTH MANAGEMENT; CHAIRMAN & CEO/FIRST ALLIED WEALTH MANAGEMENT | — |
| DOZA JANICE M | CFO; CHIEF FINANCIAL OFFICER | — |
| MILBURN ROBERT MAURICE | CFO | — |
| SCHORSCH NICHOLAS SLOAN | MEMBER AND MANAGER | — |
| GERBER LON | CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140292/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140292/similar
- Related entities: https://search.stillhousedata.com/firm/140292/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140292

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.