# YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 140336
- Type: SEC-registered investment adviser
- SEC file number: 801-70315
- Location: 1330 AVENUE OF THE AMERICAS, 20TH FLOOR, NEW YORK, NY, 10019
- Phone: 212-300-1300
- Latest filing: 2026-03-27
- Regulatory AUM: $3.3B
- Discretionary AUM: $3.3B
- Clients: 43
- Accounts: 17

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (45)

_Showing 25 of 45 people._

| Name | Role | Location |
| --- | --- | --- |
| Jacobs J Zalman | PORTFOLIO MANAGER, PARTNER; SR. MANAGING DIRECTOR; SR. MANAGING DIRECTOR, MANAGING MEMBER | Reston, VA |
| William Charles Vrattos | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | — |
| James Gerard Dinan | FOUNDER | — |
| Christophe Nfn Aurand | FORMER PARTNER | — |
| Jonathan Zalman Jacobs | PORTFOLIO MANAGER, PARTNER | — |
| Brian Steven Traficante | CHIEF OPERATING OFFICER & GENERAL COUNSEL | — |
| Daniel Alexander Schwartz | FORMER PARTNER | — |
| Michael H Zhang | CHIEF FINANCIAL OFFICER | — |
| Meghan Gillmore Force | CHIEF COMPLIANCE OFFICER | — |
| SCHWARTZ DANIEL ALEXANDER | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, MANAGING MEMBER; CO-CHIEF EXECUTIVE OFFICER (+2 more) | — |
| DINAN JAMES GERARD | CHAIRMAN & CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, MANAGING MEMBER (+3 more) | — |
| WEBER JEFFREY ANDREW | PRESIDENT; PRESIDENT, MANAGING MEMBER | — |
| SEMLER ADAM JAY | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, MANAGING MEMBER; CHIEF OPERATING OFFICER, MANAGING MEMBER | — |
| COHEN ALAN HENRY | SR. MANAGING DIRECTOR; SR. MANAGING DIRECTOR,MANAGING MEMBER | — |
| SCHEIN MARK DAVID | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MEMBER | — |
| VRATTOS WILLIAM CHARLES | CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER; MANAGING PARTNER & CHIEF INVESTMENT OFFICER (+3 more) | — |
| FOSINA JOHN J | CHIEF FINANCIAL OFFICER | — |
| WEINBERGER MICHAEL YEHUDA | PORTFOLIO MANAGER, PARTNER; SR. MANAGING DIRECTOR; SR. MANAGING DIRECTOR, MANAGING MEMBER | — |
| DUPLICATE RECORD DO NOT USE | PARTNER | — |
| AURAND CHRISTOPHE | CEO YORK UK ADVISORS | — |
| AURAND CHRISTOPHE NFN | CEO YORK UK ADVISORS, MANAGING MEMBER; CHIEF INVESTMENT OFFICER, INTERNATIONAL; CHIEF INVESTMENT OFFICER, PARTNER (+2 more) | — |
| PARISH BROOKE STUART | SR. MANAGING DIRECTOR; SR. MANAGING DIRECTOR, MANAGING MEMBER | — |
| MEDEIROS LOUIS FERNANDO | PORTFOLIO MANAGER, PARTNER; SR. MANAGING DIRECTOR, MANAGING MEMBER | — |
| REYNTJENS CHRISTIAN MARC HERMAN | CEO YORK UK ADVISORS, MANAGING MEMBER; CEO YORK UK ADVISORS, PARTNER; SR. MANAGING DIRECTOR, MANAGING MEMBER | — |
| MEDEIROS LOUIS F | SR. MANAGING DIRECTOR | — |


## Disclosures (9)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-12-10 | regulatory | ON DECEMBER 10, 2025, THE FIRM RECEIVED A LETTER (THE "LETTER") FROM THE FINANCIAL AUTHORITY OF NORWAY (NW.: FINANSTILSYNET) (THE "NFSA"), NOTIFYING THE FIRM THAT NFSA WAS CONSIDERING IMPOSING A VIOLATION PENALTY OF NOK 100,000 ON THE FIRM WITH REGARD TO A TRADE MADE BY YORK TACTICAL ENERGY FUND, L.… | Final | $100K |
| 2021-12-23 | regulatory | ON DECEMBER 23, 2021, THE FIRM RECEIVED A LETTER FROM THE SWISS FINANCIAL MARKET SUPERVISORY AUTHORITY ("FINMA"), NOTIFYING THE FIRM THAT FINMA WAS REVIEWING WHETHER THE FIRM OR ITS CONTROLLING PERSONS FAILED TO TIMELY MEET DISCLOSURE OBLIGATIONS UNDER THE FINANCIAL MARKET INFRASTRUCTURE ACT (THE "F… | Final | $11K |
| 2014-03-27 | regulatory | ON MARCH 27, 2014, THE FIRM RECEIVED A PLIEGO DE CARGOS FROM THE CNMV IN SPAIN NOTIFYING US THAT THE CNMV WAS CONSIDERING CIVIL ADMINISTRATIVE CHARGES AGAINST YORK UK, RELATING TO A FAILURE TO COVER A SHORT POSITION IN A TIMELY MANNER IN THE YORK EUROPEAN FOCUS FUNDS. THE TRADE TOOK PLACE IN MAY 201… | Final | $100K |


## Private funds (17)

Mix: Private Equity Fund 10 · Hedge Fund 7

_Showing 15 of 17 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| YORK AN INTERMEDIATE FUND, L.P. | Private Equity Fund | Cayman Islands | 2 | $825.0M | — |
| YORK SPECIAL OPPORTUNITIES FUND III-B L.P. | Private Equity Fund | Delaware | 13 | $609.0M | $5.0M |
| YORK SPECIAL OPPORTUNITIES FUND III-A L.P. | Private Equity Fund | Delaware | 76 | $309.5M | $5.0M |
| YORK SPECIAL OPPORTUNITIES FUND IIA L.P. | Private Equity Fund | Delaware | 104 | $282.8M | $5.0M |
| YORK SPECIAL OPPORTUNITIES FUND IID, L.P. | Private Equity Fund | Delaware | 3 | $175.7M | $5.0M |
| YORK SPECIAL OPPORTUNITIES FUND IIB L.P. | Private Equity Fund | Delaware | 12 | $134.7M | $5.0M |
| EXUMA CAPITAL, L.P. | Hedge Fund | Cayman Islands | 1 | $99.5M | $100K |
| YORK TACTICAL ENERGY FUND, L.P. | Private Equity Fund | Delaware | 3 | $81.8M | $10.0M |
| YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. | Hedge Fund | Cayman Islands | 202 | $45.5M | $5.0M |
| YORK SPECIAL OPPORTUNITIES  FUND IIC L.P. | Private Equity Fund | Delaware | 2 | $42.5M | $5.0M |
| KUTTURA MASTER FUND, L.P. | Private Equity Fund | Cayman Islands | 1 | $36.0M | — |
| YORK TACTICAL ENERGY PIV (AN) HOLDINGS, L.P. | Private Equity Fund | Delaware | 1 | $32.7M | $10.0M |
| YORK CAPITAL MANAGEMENT, L.P. | Hedge Fund | Delaware | 149 | $8.9M | $10.0M |
| YORK MULTI-STRATEGY MASTER FUND, L.P. | Hedge Fund | Cayman Islands | 81 | $8.4M | $10.0M |
| YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. | Hedge Fund | Cayman Islands | 340 | $2.9M | $5.0M |


## Fund service providers (3)

- administrator: STATE STREET CORP. — 8 funds
- administrator: GEN II FUND SERVICES, LLC — 6 funds
- administrator: STATE STREET CORP — 3 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140336/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140336/similar
- Related entities: https://search.stillhousedata.com/firm/140336/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140336

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.