# THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC of PHOENIX, AZ is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 140551
- Type: SEC-registered investment adviser
- SEC file number: 801-69464
- Location: 10000 N 31ST AVE, SUITE D216, PHOENIX, AZ, 85051
- Phone: 952-831-8243
- Latest filing: 2026-03-16
- Regulatory AUM: $538.8M
- Discretionary AUM: $517.3M
- Non-discretionary AUM: $21.6M
- Clients: 7
- Accounts: 1,814

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Other

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Brett Allen Machtig | MANAGING MEMBER | — |
| Michael Joseph Ruggieri | CHIEF COMPLIANCE OFFICER | — |
| LYNCH THOMAS PATRICK | MEMBER | — |
| MACHTIG BRETT ALLEN | MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HOKR THOMAS RALPH | MEMBER | — |
| CELLA RICHARD CARMINE | MANAGING MEMBER | — |
| WATKIN HAYDEN CLIFFORD | MEMBER | — |
| RUGGIERI MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140551/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140551/similar
- Related entities: https://search.stillhousedata.com/firm/140551/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140551

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.