# ELM3 FINANCIAL GROUP, LLC

ELM3 FINANCIAL GROUP, LLC of ALPHARETTA, GA is an SEC-registered investment adviser.

## Registration

- CRD: 140594
- Type: SEC-registered investment adviser
- SEC file number: 801-126278
- Location: 5755 NORTH POINT PKWY, SUITE 92, ALPHARETTA, GA, 30022-1145
- Phone: 678-297-9500
- Latest filing: 2026-06-08
- Regulatory AUM: $189.0M
- Discretionary AUM: $183.0M
- Non-discretionary AUM: $6.0M
- Clients: 6
- Accounts: 680

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Stacey Ann Nickens | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | — |
| Margaret Nickens | CHIEF COMPLIANCE OFFICER | Alpharetta, GA |
| NICKENS STACEY ANN | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | — |
| Nickens Margaret | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140594/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140594/similar
- Related entities: https://search.stillhousedata.com/firm/140594/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140594

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.