# SOVEREIGN WEALTH ADVISORS, INC.

SOVEREIGN WEALTH ADVISORS, INC. of BELLEVUE, WA is an SEC-registered investment adviser.

## Registration

- CRD: 140639
- Type: SEC-registered investment adviser
- SEC file number: 801-66839
- Location: 601 108TH AVENUE NE, SUITE 1510, BELLEVUE, WA, 98004
- Phone: 425-289-4222
- Latest filing: 2022-03-31
- Regulatory AUM: $338.6M
- Discretionary AUM: $295.0M
- Non-discretionary AUM: $43.6M
- Clients: 5
- Accounts: 861

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| SHEFFIELD SCOTT ALLEN | MEMBER; PRESIDENT, OWNER; PRESIDENT, OWNER & CHIEF COMPLIANCE OFFICER (+3 more) | — |
| HOFFMAN VAN FREDRICK | CHIEF COMPLIANCE OFFICER (CCO); MANAGING MEMBER; MEMBER (+1 more) | — |
| ULRICH JOHN PAUL | MEMBER; PRINCIPAL | — |
| LAILEY SHARON | CHIEF COMPLIANCE OFFICER; DIRECTOR OF BUSINESS OPS & CCO | — |
| JOHNSON TARA ESTHER | INVESTMENT ADVISER REPRESENTATIVE, OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140639/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140639/similar
- Related entities: https://search.stillhousedata.com/firm/140639/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140639

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.