# FIRST CITIZENS ASSET MANAGEMENT, INC

FIRST CITIZENS ASSET MANAGEMENT, INC of RALEIGH, NC is an SEC-registered investment adviser.

## Registration

- CRD: 140777
- Type: SEC-registered investment adviser
- SEC file number: 801-79917
- Location: 8540 COLONNADE CENTER DRIVE, RALEIGH, NC, 27615
- Phone: 800-229-0205
- Latest filing: 2026-05-27
- Regulatory AUM: $465.1M
- Discretionary AUM: $435.1M
- Non-discretionary AUM: $30.0M
- Clients: 58
- Accounts: 1,274

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Other

## Officers, owners & control persons (33)

_Showing 25 of 33 people._

| Name | Role | Location |
| --- | --- | --- |
| Michael Christopher Wilson | DIRECTOR, PRESIDENT | — |
| Michael Lee Longest | DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| Brent Ciliano | DIRECTOR | — |
| Mark Stephen Marrone | CHIEF COMPLIANCE OFFICER | — |
| Mary Cece | DIRECTOR, SECRETARY | — |
| William James Walsh | DIRECTOR | — |
| Thaddeus William Yasunaga | CHIEF INVESTMENT OFFICER | — |
| Charles Falconer Mccallum | DIRECTOR | — |
| Eraine Johnson Parker | INTERIM CHIEF COMPLIANCE OFFICER | — |
| Thomas Bittenbender Harps | DIRECTOR, INTERIM CHIEF COMPLIANCE OFFICER | — |
| WILSON CHRISTOPHER | DIRECTOR; DIRECTOR, PRESIDENT | — |
| HARPS THOMAS BITTENBENDER | DIRECTOR, INTERIM CHIEF COMPLIANCE OFFICER | — |
| BOGACZYK STEVEN FRED | DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| WALSH TERRENCE JAMES | DIRECTOR | — |
| LEHMAN PAUL ANDREW | DIRECTOR OF INVESTMENT SALES | — |
| SPIRES ROBERT EDWARD | CHIEF COMPLIANCE OFFICER; DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| BRYANT SHARON WALTERS | DIRECTOR; DIRECTOR OF WEALTH ADVISORY GROUP | — |
| NOLAN TOM FRANCIS | INVESTMENT OFFICER | — |
| CILIANO BRENT | DIRECTOR | — |
| SUGER JOHN GERARD | DIRECTOR OF SALES | — |
| WILLINGHAM EDWARD LEE | DIRECTOR | — |
| HARRIS BARRY PALMER | DIRECTOR | — |
| Yasunaga Thaddeus William | CHIEF INVESTMENT OFFICER | — |
| OSTENDORF ELIZABETH | CORPORATE SECRETARY | — |
| HEFFRON PAULA KAY | DIRECTOR, CHIEF COMPLIANCE OFFICER | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-03-11 | regulatory | IN FEBRUARY 2018, THE U.S. SECURITIES AND EXCHANGE COMMISSION ("SEC") ANNOUNCED AN INDUSTRY-WIDE INITIATIVE TO IDENTIFY AND REMEDY CONFLICTS OF INTEREST THAT ARISE WHERE INVESTMENT ADVISERS FAILED TO MAKE REQUIRED DISCLOSURES RELATING TO THEIR SELECTION OF CERTAIN MUTUAL FUND SHARE CLASSES THAT PAID… | Final | — |
| 2018-02-26 | civil | COMPLAINANT ALLEGED ANNUITY SALE WAS IMPROPER AND UNSUITABLE GIVEN FINANCIAL CIRCUMSTANCES AND NEEDS. | Final | — |


## Branch offices (25)

_Showing 15 of 25 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| RALEIGH | NC | 8 | 919-716-2492 |
| CHARLOTTE | NC | 7 | 704-338-4059 |
| SUMTER | SC | 2 | 803-778-6410 |
| ATLANTA | GA | 2 | 6784195016 |
| COLUMBIA | SC | 2 | 803-931-1693 |
| RICHMOND | VA | 2 | 804-360-8968 |
| CARNESVILLE | GA | 1 | (706) 384.2415 |
| GREENVILLE | SC | 1 | 864-255-3717 |
| CHARLESTON | SC | 1 | 843-795-1264 |
| ANDERSON | SC | 1 | 864-231-5953 |
| CHARLOTTE | NC | 1 | 704-338-3934 |
| THOMASTON | CT | 1 | (870) 845-9407 |
| CAYCE | SC | 1 | 803.733.1466 |
| ANDREWS | SC | 1 | 843-264-7522 |
| MYRTLE BEACH | SC | 1 | 843-445-6804 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140777/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140777/similar
- Related entities: https://search.stillhousedata.com/firm/140777/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140777

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.