# OCEAN TOMO ASSET MANAGEMENT, LLC

OCEAN TOMO ASSET MANAGEMENT, LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 140784
- Type: SEC-registered investment adviser
- SEC file number: 801-66808
- Location: 200 WEST MADISON ST., 37TH FLOOR, CHICAGO, IL, 60606-3414
- Phone: 312-327-4400
- Latest filing: 2007-03-30
- Regulatory AUM: $41.0M
- Discretionary AUM: $1.0M
- Non-discretionary AUM: $40.0M
- Clients: 6
- Accounts: 2

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [Gardner Lee](https://search.stillhousedata.com/person/334416) | CHIEF COMPLIANCE OFFICER | BIMINGHAM, AL |
| [CARDOZA KEITH MATTHEW](https://search.stillhousedata.com/person/758922) | PRESIDENT | — |
| [MALACKOWSKI JAMES EDWARD](https://search.stillhousedata.com/person/758923) | MEMBER | — |
| [MILLIEN RAYMOND](https://search.stillhousedata.com/person/758924) | SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140784/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140784/similar
- Related entities: https://search.stillhousedata.com/firm/140784/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140784

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.