# GUNDERSON CAPITAL MANAGEMENT, LLC

GUNDERSON CAPITAL MANAGEMENT, LLC of MOUNT PLEASANT, SC is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 140795
- Type: SEC-registered investment adviser
- SEC file number: 801-122484
- Location: 2072 WILLBROOK LANE, MOUNT PLEASANT, SC, 29466
- Phone: 760-846-2046
- Latest filing: 2026-04-30
- Regulatory AUM: $395.8M
- Discretionary AUM: $395.8M
- Clients: 4
- Accounts: 1,441

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| William Fred Gunderson | PRESIDENT | — |
| Jennifer Greene | CHIEF COMPLIANCE OFFICER | Mt. Pleasant, SC |
| GUNDERSON WILLIAM FRED | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/PRESIDENT; PRESIDENT (+2 more) | — |
| BROOTEN TRACEY ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| GREENE JENNIFER | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-02-14 | regulatory | THE FIRM'S ASSETS UNDER MANAGEMENT FELL BELOW THE THRESHOLD FOR SEC REGISTRATION AND WAS SUBSEQUENTLY UNREGISTERED. THE FIRM DID NOT REGISTER WITH THE STATE OF CALIFORNIA IN A TIMELY MANNER RESULTING IN THE FIRM PROVIDING INVESTMENT ADVICE IN THE STATE OF CALIFORNIA WITHOUT A LICENSE. | Final | $65K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140795/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140795/similar
- Related entities: https://search.stillhousedata.com/firm/140795/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140795

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.