# STRATEGIC WEALTH ADVISORS GROUP, INC.

STRATEGIC WEALTH ADVISORS GROUP, INC. of SAN MATEO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 140977
- Type: SEC-registered investment adviser
- SEC file number: 801-67001
- Location: 411 BOREL AVENUE, SUITE 620, SAN MATEO, CA, 94402
- Phone: 650.571.1934
- Latest filing: 2016-06-16
- Regulatory AUM: $863.1M
- Discretionary AUM: $814.1M
- Non-discretionary AUM: $49.0M
- Clients: 108
- Accounts: 4,935

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| KELLY DANIEL JAMES | CHIEF EXECUTIVE OFFICER | — |
| HERRINGTON JAMES WINDSOR | CEO; CEO, CHIEF COMPLIANCE OFFICER; CHAIRMAN | — |
| COUCH ALLISON LEE | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| HERMAN MICHAEL ANSON | CHIEF COMPLIANCE OFFICER; DIRECTOR OF SALES PRACTICES | — |
| STADJUHAR DAXS ALEXANDER | CHIEF EXECUTIVE OFFICER; CHIEF SUPERVISORY OFFICER; PRESIDENT (+1 more) | — |
| WISNIEWSKI SARAH MARIE | CHIEF COMPLIANCE OFFICER | — |
| CORCE SARAH MARIE | CHIEF COMPLIANCE OFFICER | — |
| RICHARD ROSEMARY ANNE | CHIEF COMPLIANCE OFFICER | — |
| OLEN JEREMY LOUIS | CHIEF INVESTMENT OFFICER | — |
| MERCADO CHRISTOPHER FREITAS | CHIEF INVESTMENT STRATEGIST | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140977/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140977/similar
- Related entities: https://search.stillhousedata.com/firm/140977/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140977

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.