# SWBC INVESTMENT COMPANY

SWBC INVESTMENT COMPANY of SAN ANTONIO, TX is an SEC-registered investment adviser.

## Registration

- CRD: 140994
- Type: SEC-registered investment adviser
- SEC file number: 801-68054
- Location: 9311 SAN PEDRO AVENUE, SUITE 600, SAN ANTONIO, TX, 78216-4459
- Phone: 210-376-3279
- Latest filing: 2026-03-31
- Regulatory AUM: $256.0M
- Discretionary AUM: $197.5M
- Non-discretionary AUM: $58.5M
- Clients: 33
- Accounts: 494

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| Palmer Daniel | CHIEF COMPLIANCE OFFICER | Bakersfeild, CA |
| Gary Lee Dudley | 50% OWNER, PRESIDENT; DIRECTOR, VICE PRESIDENT, SECRETARY & TREASURER | — |
| Charles Epifanio Amato | 50% OWNER, CHAIRMAN AND CEO; CHAIRMAN OF THE BOARD OF DIRECTORS | — |
| Alejandro G Ireta | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| Donald Scott Rykert | CEO | — |
| RYKERT DONALD SCOTT | CEO | — |
| JORGENSEN CINDY LEE | CHIEF FINANCIAL OFFICER | — |
| AMATO CHARLES EPIFANIO | 50% OWNER, CHAIRMAN AND CEO; CHAIRMAN OF THE BOARD OF DIRECTORS | — |
| DUDLEY GARY LEE | 50% OWNER, PRESIDENT; DIRECTOR, VICE PRESIDENT, SECRETARY & TREASURER | — |
| TRAMONTANO KELLY MARIE | PRESIDENT | — |
| IRETA ALEJANDRO G | CHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE | — |
| TUOHY JOHN PATRICK | CEO; CEO/PRESIDENT; CHIEF COMPLIANCE OFFICER | — |
| MURAS PATRICK JOHN | CFO | — |
| FABRE NORBERT F | EXECUTIVE VP | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SWBC CPG FUND I, LP | Private Equity Fund | Delaware | 8 | $6.2M | $25K |


## Branch offices (4)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| GARLAND | TX | 1 | 972.263.9497 |
| DALLAS | TX | 1 | 972-263-9497 |
| — | — | 1 | 5079959958 |
| — | — | 1 | 5079959958 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/140994/brochure
- Similar advisers: https://search.stillhousedata.com/firm/140994/similar
- Related entities: https://search.stillhousedata.com/firm/140994/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/140994

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.