# UCB ASSET MANAGEMENT, INC.

UCB ASSET MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 141000
- Type: SEC-registered investment adviser
- SEC file number: 801-67046
- Location: 27 EAST BROADWAY, NEW YORK, NY, 10002
- Phone: (212) 266-7971
- Latest filing: 2007-07-17
- Clients: 1

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| LUI JOHN | CEO/CIO/CHIEF COMPLIANCE OFFICER | — |
| CHIU DAVID L | CHIEF MARKETING OFFICER | — |
| ON CRAIG | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/141000/brochure
- Similar advisers: https://search.stillhousedata.com/firm/141000/similar
- Related entities: https://search.stillhousedata.com/firm/141000/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/141000

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.