# EAGLESTONE WEALTH ADVISORS, INC.

EAGLESTONE WEALTH ADVISORS, INC. of ROCKVILLE, MD is an SEC-registered investment adviser.

## Registration

- CRD: 141014
- Type: SEC-registered investment adviser
- SEC file number: 801-68116
- Location: 1101 WOOTTON PARKWAY, SUITE 400, ROCKVILLE, MD, 20852
- Phone: 301-924-2160
- Latest filing: 2025-11-12
- Regulatory AUM: $197.7M
- Discretionary AUM: $197.7M
- Clients: 6
- Accounts: 417

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Tarun Mehta](https://search.stillhousedata.com/person/676264) | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| [Joseph Lager](https://search.stillhousedata.com/person/676265) | SHAREHOLDER | — |
| [John W Martin](https://search.stillhousedata.com/person/676266) | CHIEF OPERATING OFFICER | — |
| [James Dale Warring](https://search.stillhousedata.com/person/686782) | FOUNDER & CEO; TRUSTEE | — |
| [WARRING JAMES DALE](https://search.stillhousedata.com/person/770984) | FOUNDER & CEO; PRESIDENT/CEO; PRESIDENT/CEO & CHIEF COMPLIANCE OFFICER (+3 more) | — |
| [MEHTA TARUN](https://search.stillhousedata.com/person/770985) | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| [OUTSOURCE COMPLIANCE RESOURCES LLC](https://search.stillhousedata.com/person/785149) | CHIEF COMPLIANCE OFFICER | — |
| [MARTIN JULIE W](https://search.stillhousedata.com/person/806558) | CHIEF OPERATING OFFICER | — |
| [KANTAKEVICH JOSEPH WILLIAM](https://search.stillhousedata.com/person/847150) | DIRECTOR OF INVESTMENTS & PORTFOLIO MANAGEMENT | — |
| [LAGER JOSEPH](https://search.stillhousedata.com/person/847151) | SHAREHOLDER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-09-08 | regulatory | IN OCTOBER 2025, THE MARYLAND SECURITIES DIVISION IS EXPECTED TO ENTER A CONSENT ORDER AGAINST JAMES D. WARRING (CASE NO. 2024-0057) RESOLVING ALLEGATIONS THAT HE VIOLATED THE ANTIFRAUD AND INVESTMENT ADVISORY PROVISIONS OF THE MARYLAND SECURITIES ACT. THE PROPOSED ORDER STATES THAT WARRING RECOMMEN… | Pending | $450K |
| 2025-09-08 | regulatory | ON SEPTEMBER 8, 2025, THE SECURITIES AND EXCHANGE COMMISSION ("SEC") ISSUED AN ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS AGAINST JAMES D. WARRING, THE FIRM'S FORMER CEO AND FOUNDER. THE SEC FOUND THAT MR. WARRING KNOWINGLY AND/OR RECKLESSLY BREACHED HIS FIDUCIARY DUTY TO A CL… | Final | $450K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/141014/brochure
- Similar advisers: https://search.stillhousedata.com/firm/141014/similar
- Related entities: https://search.stillhousedata.com/firm/141014/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/141014

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.