# KA FUND ADVISORS, LLC

KA FUND ADVISORS, LLC of HOUSTON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 141037
- Type: SEC-registered investment adviser
- SEC file number: 801-67089
- Location: 717 TEXAS AVENUE, 22ND FLOOR, HOUSTON, TX, 77002
- Phone: 713-493-2020
- Latest filing: 2026-03-10
- Regulatory AUM: $3.2B
- Discretionary AUM: $3.2B
- Clients: 38
- Accounts: 1

## Business model

- Compensation: % of AUM

## Officers, owners & control persons (28)

_Showing 25 of 28 people._

| Name | Role | Location |
| --- | --- | --- |
| Richard Alan Kayne | CO-CHAIRMAN AND FOUNDER OF MANAGER; CO-CHAIRMAN & FOUNDER; OWNER, PRESIDENT AND DIRECTOR | — |
| Robert Vose Sinnott | CO-CHAIRMAN OF MANAGER | — |
| Paul Francis Stapleton | CHIEF FINANCIAL OFFICER | — |
| Michael Joseph O'Neil | CHIEF COMPLIANCE OFFICER | — |
| Paul Stuart Blank | PRESIDENT AND CHIEF OPERATING OFFICER OF MANAGER | — |
| Albert Rabil | CHIEF EXECUTIVE OFFICER OF MANAGER; OWNER | — |
| Matthew J Barbabella | GENERAL COUNSEL OF MANAGER | — |
| James Charles Baker | MANAGING PARTNER | — |
| SINNOTT ROBERT VOSE | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER OF MANAGER; CO-CHAIRMAN (+4 more) | — |
| KAYNE RICHARD ALAN | CHAIRMAN AND FOUNDER; CHAIRMAN AND FOUNDER OF MANAGER; CHAIRMAN & FOUNDER (+5 more) | — |
| ANDERSON JOHN EDWARD | OWNER & DIRECTOR | — |
| SHLADOVSKY DAVID | GENERAL COUNSEL OF MANAGER | — |
| DALEY JOHN FREDERICK | CHIEF FINANCIAL OFFICER OF MANAGER | — |
| RIDDER JUDITH MADELON | CHIEF COMPLIANCE OFFICER OF MANAGER AND ADVISER | — |
| BAKER LOUIS CHARLES | CO-MANAGING PARTNER | — |
| KEYS ALLEN SCOTT | CHIEF FINANCIAL OFFICER OF MANAGER AND ADVISER | — |
| LEVITT MICHAEL JEFFREY | CHIEF EXECUTIVE OFFICER OF MANAGER | — |
| STAPLETON PAUL FRANCIS | CHIEF FINANCIAL OFFICER | — |
| HART TERRY A | CHIEF FINANCIAL OFFICER | — |
| O'NEIL MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| MCCARTHY KEVIN SLATTERY | CO-MANAGING PARTNER; MANAGING PARTNER; VICE CHAIRMAN OF MANAGER | — |
| FREY JOHN CHARLES | CO-MANAGING PARTNER; MANAGING PARTNER | — |
| HALL KATHARINE LOUISE | CHIEF COMPLIANCE OFFICER OF MANAGER AND ADVISER | — |
| BLANK PAUL STUART | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER OF MANAGER; PRESIDENT AND CHIEF OPERATING OFFICER OF MANAGER | — |
| HOLLINGSWORTH JARVIS VINCENT | GENERAL COUNSEL OF MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/141037/brochure
- Similar advisers: https://search.stillhousedata.com/firm/141037/similar
- Related entities: https://search.stillhousedata.com/firm/141037/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/141037

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.