# SECURE INVESTMENT MANAGEMENT, LLC

SECURE INVESTMENT MANAGEMENT, LLC of TUCSON, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 141195
- Type: SEC-registered investment adviser
- SEC file number: 801-80752
- Location: 3067 W. INA ROAD, TUCSON, AZ, 85741
- Phone: 520-333-4719
- Latest filing: 2026-08-03
- Regulatory AUM: $42.9M
- Discretionary AUM: $42.9M
- Clients: 31
- Accounts: 942

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| JOSHUA DAVID MELLBERG | MANAGING MEMBER/OWNER; OWNER | TUCSON, AZ |
| Matthew David Rothchild | CHIEF COMPLIANCE OFFICER | — |
| Janice Marie Powell | CHIEF COMPLIANCE OFFICER | — |
| Otto Ramon Bohon | CHIEF OPERATING OFFICER | — |
| ROBINSON CHRISTOPHER MICHAEL | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | — |
| LEPORE KENNETH | CHIEF COMPLIANCE OFFICER | — |
| MELLBERG JOSHUA DAVID | MANAGING MEMBER/OWNER | — |
| MATTHEW BRENT | PRINCIPAL/MANAGING MEMBER; PRINCIPAL/MANAGING MEMBER/OWNER | — |
| POWELL JANICE MARIE | CHIEF COMPLIANCE OFFICER | — |
| MORGAN II FRANK EDWARD | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | — |
| ROTHCHILD MATTHEW DAVID | CHIEF COMPLIANCE OFFICER | — |
| BOHON OTTO RAMON | CHIEF OPERATING OFFICER | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-07-07 | regulatory | IN 2014, AN INVESTMENT ADVISER REPRESENTATIVE EMPLOYED WITH RESPONDENT ENTERED INTO INVESTMENT ADVISORY AGREEMENTS WITH FIVE KANSAS CLIENTS WHILE NEITHER REGISTERED NO EXEMPT FROM REGISTRATION AS AN INVESTMENT ADVISER REPRESENTATIVE IN KANSAS. DURING THE RELEVANT TIME PERIOD, RESPONDENT WAS NOT REGI… | Final | $5K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/141195/brochure
- Similar advisers: https://search.stillhousedata.com/firm/141195/similar
- Related entities: https://search.stillhousedata.com/firm/141195/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/141195

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.