# CONCERT WEALTH MANAGEMENT, INC.

CONCERT WEALTH MANAGEMENT, INC. of SAN JOSE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 141253
- Type: SEC-registered investment adviser
- SEC file number: 801-67992
- Location: 1900 THE ALAMEDA, 1ST FLOOR, SAN JOSE, CA, 95126
- Phone: 408-856-6310
- Latest filing: 2018-02-12
- Regulatory AUM: $201.0M
- Discretionary AUM: $161.0M
- Non-discretionary AUM: $40.0M
- Clients: 18
- Accounts: 350

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| THORN JAMES MARTIN | CHIEF COMPLIANCE OFFICER | — |
| BLAKELEY DICK EUGENE | BOARD DIRECTOR; MANAGING DIRECTOR | — |
| LUNA FELIPE AMOR | CEO/BOARD DIRECTOR; CHIEF EXECUTIVE OFFICER; PRESIDENT (+4 more) | — |
| LUNA ELIZABETH NMN | CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT / CFO / CO-CEO; SECRETARY (+3 more) | — |
| LUNA ELIZABETH | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER; SECRETARY/BOARD DIRECTOR (+1 more) | — |
| NAVARRA DENNIS BRUCE | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | — |
| PIETSCH JEFFREY GARETT | PRESIDENT | — |
| SCHEI ERIK ALLEN | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER | — |
| SYLER GREGORY | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/141253/brochure
- Similar advisers: https://search.stillhousedata.com/firm/141253/similar
- Related entities: https://search.stillhousedata.com/firm/141253/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/141253

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.