# PEAK CAPITAL MANAGEMENT, LLC

PEAK CAPITAL MANAGEMENT, LLC of GREENWOOD VILLAGE, CO is an SEC-registered investment adviser.

## Registration

- CRD: 141488
- Type: SEC-registered investment adviser
- SEC file number: 801-69009
- Location: 9250 EAST COSTILLA AVENUE, GREENWOOD VILLAGE, CO, 80112
- Phone: 720 361-4016
- Latest filing: 2026-03-31
- Regulatory AUM: $165.2M
- Discretionary AUM: $96.6M
- Non-discretionary AUM: $68.6M
- Clients: 5
- Accounts: 289

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| David Morris Shepherd | PRESIDENT | — |
| Bayard Nmn Dodge | CHIEF COMPLIANCE OFFICER | — |
| Brian David Lockhart | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | — |
| SHEPHERD DAVID MORRIS | PRESIDENT | — |
| ARRASMITH SCOTT ERWIN | CHIEF COMPLIANCE OFFICER/OWNER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/OWNER; MEMBER/CHIEF COMPLIANCE OFFICER/OWNER | — |
| LOCKHART BRIAN DAVID | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/OWNER; MANAGING MEMBER AND CHIEF INVESTMENT OFFICER (+3 more) | — |
| ELIASON GEOFFRY SEAN | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER; MANAGING MEMBER AND CHIEF OPERATING OFFICER (+4 more) | — |
| Schrad Angela Jane | CHIEF COMPLIANCE OFFICER | — |
| PEKRUL CLINT EVAN | DIRECTOR OF RESEARCH | — |
| KAMEN LORI BETH | CHIEF COMPLIANCE OFFICER | — |
| DILORENZO PETER JOHN | CHIEF COMPLIANCE OFFICER, CHIEF INFORMATION SECURITY OFFICER; CHIEF INFORMATION SECURITY OFFICER | — |
| PERRY JONATHAN THOMAS | CHIEF FINANCIAL OFFICER | — |
| DODGE BAYARD | CHIEF COMPLIANCE OFFICER | — |
| DODGE BAYARD NMN | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | FAILURE TO DISCLOSE, IN WRITING, A MATERIAL CONFLICT OF INTEREST RELATING TO OUTSIDE BUSINESS ACTIVITIES IN CONNECTION WITH THE ADVISORY AFFILIATE'S INVOLVEMENT IN THE PRODUCTION OF A FILM. | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/141488/brochure
- Similar advisers: https://search.stillhousedata.com/firm/141488/similar
- Related entities: https://search.stillhousedata.com/firm/141488/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/141488

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.