# CASTLE WEALTH PLANNING LLC

CASTLE WEALTH PLANNING LLC of SANTA BARBARA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 141601
- Type: SEC-registered investment adviser
- SEC file number: 801-88216
- Location: 1105 CHAPALA ST., STE. 4, SANTA BARBARA, CA, 93101
- Phone: 805-962-5630
- Latest filing: 2026-03-31
- Regulatory AUM: $236.4M
- Discretionary AUM: $203.1M
- Non-discretionary AUM: $33.3M
- Clients: 3
- Accounts: 355

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Nathan Edward Cultice | CHIEF COMPLIANCE OFFICER, PRESIDENT, MANAGING MEMBER | — |
| CULTICE NATHAN EDWARD | CHIEF COMPLIANCE OFFICER, PRESIDENT; CHIEF COMPLIANCE OFFICER, PRESIDENT, MANAGING MEMBER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-07-26 | regulatory | THIS MATTER INVOLVES CASTLE WEALTH'S FAILURE TO FILE WITH THE COMMISSION AND TO DELIVER TO RETAIL INVESTOR CLIENTS ITS FORM CRS. CASTLE WEALTH WAS REQUIRED TO FILE ITS INITIAL FORM CRS WITH THE COMMISSION AS PART 3 OF ITS FORM ADV AND TO BEGIN DELIVERING ITS FORM CRS TO PROSPECTIVE AND NEW RETAIL IN… | Final | $25K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/141601/brochure
- Similar advisers: https://search.stillhousedata.com/firm/141601/similar
- Related entities: https://search.stillhousedata.com/firm/141601/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/141601

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.