# WESTERN ASSET MANAGEMENT COMPANY PTE LTD

WESTERN ASSET MANAGEMENT COMPANY PTE LTD of SINGAPORE is an SEC-registered investment adviser.

## Registration

- CRD: 142188
- Type: SEC-registered investment adviser
- SEC file number: 801-67298
- Location: 1 GEORGE STREET #23-01, SINGAPORE, 049145
- Phone: 65-6428-3600
- Latest filing: 2026-07-13
- Regulatory AUM: $2.8B
- Discretionary AUM: $1.8B
- Non-discretionary AUM: $988.9M
- Clients: 9
- Accounts: 10

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| Courtney Ann Hoffmann | NON-EXECUTIVE DIRECTOR | — |
| Hui Kwoon Shirlean Thor | FINANCE MANAGER | — |
| Lip Sin Alvin Lee | EXECUTIVE DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| Su Ee Hedy Tan | DIRECTOR AND CEO; NON-EXECUTIVE DIRECTOR AND INTERIM CEO | — |
| SCHEVE TIMOTHY CHARLES | NON-EMPLOYEE DIRECTOR | — |
| BAIN PETER LANNING | NON-EMPLOYEE DIRECTOR | — |
| RUYS DE PEREZ CHARLES ANTONY | NON-EXECUTIVE DIRECTOR | — |
| CANON BRETT BENJAMIN | CHIEF EXECUTIVE OFFICER | — |
| FLEET DAVID DANIEL | NON-EMPLOYEE DIRECTOR | — |
| ZELOUF MICHAEL BARUCH | NON-EMPLOYEE DIRECTOR | — |
| NATTANS JEFFREY ALLEN | NON-EMPLOYEE DIRECTOR | — |
| THOR HUI KWOON SHIRLEAN | FINANCE MANAGER | — |
| DE MELLO RAJEEV | CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR | — |
| TAN IAN | SECRETARY AND CHIEF COMPLIANCE OFFICER | — |
| DEWHURST RONALD RICHARD | NON-EMPLOYEE DIRECTOR | — |
| LAROCQUE JOSEPH PATRICK | NON-EXECUTIVE DIRECTOR | — |
| LEE LIP SIN ALVIN | CHIEF COMPLIANCE OFFICER; EXECUTIVE DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| SMITH JILLIAN AVIS KATHRYN | DIRECTOR | — |
| CHEANG KEITH | SECRETARY AND CHIEF COMPLIANCE OFFICER | — |
| HAMROCK HENRY P | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR | — |
| BOYDSTON LAURA A | NON-EXECUTIVE DIRECTOR | — |
| Dale Michael | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR | — |
| HOFFMANN DEBORAH ANN | NON-EXECUTIVE DIRECTOR | — |
| Ser Chon N/A Goh | CHIEF COMPLIANCE OFFICER | — |
| Shirley Yu | NON-EXECUTIVE DIRECTOR | UNION CITY, NJ |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/142188/brochure
- Similar advisers: https://search.stillhousedata.com/firm/142188/similar
- Related entities: https://search.stillhousedata.com/firm/142188/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/142188

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.