# DOUGHERTY & ASSOCIATES, LLC

DOUGHERTY & ASSOCIATES, LLC of SPRING HILL, FL is an SEC-registered investment adviser.

## Registration

- CRD: 142284
- Type: SEC-registered investment adviser
- SEC file number: 801-132948
- Location: 4048 DELTONA BLVD., SPRING HILL, FL, 34606
- Phone: (352) 238-6411
- Latest filing: 2026-04-10
- Regulatory AUM: $141.1M
- Discretionary AUM: $141.1M
- Clients: 4
- Accounts: 414

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| John Archer Dougherty | MANAGING MEMBER | — |
| Seann Archer Dougherty | CCO | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2012-05-07 | regulatory | RESPONDENT FAILED TO FILE FINANCIAL STATEMENTS WITH THE THE STATE OF FLORIDA, OFFICE OF FINANCIAL REGULATION WITHIN 90 DAYS OF DECEMBER 31, 2009; 2010; AND 2011. | Final | $3K |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | (352) 238-6411 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/142284/brochure
- Similar advisers: https://search.stillhousedata.com/firm/142284/similar
- Related entities: https://search.stillhousedata.com/firm/142284/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/142284

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.