# NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT ADVISORS, LLC of COLUMBUS, OH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 142373
- Type: SEC-registered investment adviser
- SEC file number: 801-52664
- Location: ONE NATIONWIDE PLAZA, 03-07-202, COLUMBUS, OH, 43215
- Phone: 614-435-8371
- Latest filing: 2026-05-13
- Regulatory AUM: $16.7B
- Discretionary AUM: $16.7B
- Clients: 401
- Accounts: 251,223

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (51)

_Showing 25 of 51 people._

| Name | Role | Location |
| --- | --- | --- |
| Harold Charles Schafer | PRESIDENT AND BOARD MANAGER | — |
| Carah Hutchinson Brody | BOARD MANAGER | — |
| Christopher O Igodan | VICE PRESIDENT AND TREASURER | — |
| Christopher Scott Stanton | CHIEF COMPLIANCE OFFICER | — |
| James Jay Rabenstine | CHIEF COMPLIANCE OFFICER | — |
| Eric Ray Stevenson | BOARD MANAGER | — |
| Kelly Sutherland Berry | VICE PRESIDENT AND TREASURER | — |
| Kevin Thomas Jestice | BOARD MANAGER | — |
| BENSON MICHAEL DAVID | VICE PRESIDENT AND TREASURER | — |
| BENSON SUSAN P | VICE PRESIDENT AND TREASURER | — |
| SODEN GLENN WARREN | ASSOCIATE VICE PRESIDENT AND ASSISTANT SECRETARY | — |
| BARNES THOMAS EDWARD | SR. VICE PRESIDENT AND ASST SECRETARY; VICE PRESIDENT AND SECRETARY | — |
| PHELAN MARK DAVID | MANAGER | — |
| MILLNER KEITH IVORY | MANAGER | — |
| COLVIN KAREN RUTH | VICE PRESIDENT | — |
| RILEY CHARLES EDWIN | VICE PRESIDENT | — |
| ENGLEHART SCOTT A | VICE PRESIDENT | — |
| GRUGEON STEPHEN TIMOTHY | EXECUTIVE VICE PRESIDENT, COO AND MANAGER | — |
| DWYER TIMOTHY JOHN | VICE PRESIDENT AND TREASURER | — |
| CARTER JOHN LAUGHLIN | MANAGER | — |
| SMETZER TERRY CAROLL | ASSISTANT TREASURER; ASSOCIATE VICE PRESIDENT AND ASSISTANT TREASURER | — |
| FROMMEYER TIMOTHY GERARD | MANAGER | — |
| JACKSON WILLIAM STEVEN | MANAGER | — |
| GOSLEE WILLIAM GEORGE | PRESIDENT | — |
| CRAIG ROGER A | VICE PRESIDENT AND DIVISION GENERAL COUNSEL | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2016-04-11 | regulatory | THE DEPARTMENT IDENTIFIED A PRACTICE ARISING FROM THE REPLACEMENT OF DEFERRED ANNUITY CONTRACTS WITH IMMEDIATE INCOME ANNUITY CONTRACTS THAT WERE IN VIOLATION OF NEW YORK REGULATIONS 60 AND 187. | Final | $2.2M |
| 2011-08-05 | regulatory | NATIONWIDE LIFE INSURANCE COMPANY WAS NOT IN FULL COMPLIANCE WITH THE SEC RULE 22C-1 OF THE INVESTMENT COMPANY ACT. | Final | $8.0M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/142373/brochure
- Similar advisers: https://search.stillhousedata.com/firm/142373/similar
- Related entities: https://search.stillhousedata.com/firm/142373/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/142373

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.