# METLIFE INVESTMENT MANAGEMENT, LLC

METLIFE INVESTMENT MANAGEMENT, LLC of WHIPPANY, NJ is an SEC-registered investment adviser.

## Registration

- CRD: 142463
- Type: SEC-registered investment adviser
- SEC file number: 801-67314
- Location: ONE METLIFE WAY, WHIPPANY, NJ, 07981
- Phone: 973-355-4000
- Latest filing: 2026-05-11
- Regulatory AUM: $563.8B
- Discretionary AUM: $560.9B
- Non-discretionary AUM: $2.9B
- Clients: 956
- Accounts: 805

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (34)

_Showing 25 of 34 people._

| Name | Role | Location |
| --- | --- | --- |
| Michael John Yick | CHIEF FINANCIAL OFFICER | Whippany, NJ |
| Robert Rabun Merck | MANAGER | Whippany, NJ |
| Joseph Patrick Pollaro | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER & MANAGER | Whippany, NJ |
| Hugh Gerard Mccrory | CHIEF COUNSEL AND CORPORATE SECRETARY (CHIEF LEGAL OFFICER) | — |
| Yisrael Nmn Grafstein | CHIEF COMPLIANCE OFFICER | — |
| Claudia Anne Cromie | CHIEF RISK OFFICER | — |
| Brian D Funk | PRESIDENT; PRESIDENT OF METLIFE INVESTMENT MANAGEMENT | — |
| Michael John Karpik | CHIEF OPERATING OFFICER | — |
| John Dennis Mccallion | HEAD OF METLIFE INVESTMENT MANAGEMENT | — |
| Jude Thaddeus Driscoll | PRESIDENT OF METLIFE INVESTMENT MANAGEMENT | — |
| DRISCOLL JUDE THADDEUS | MANAGER; PRESIDENT OF METLIFE INVESTMENT MANAGEMENT | — |
| HALPERIN JEFFREY PAUL | CHIEF COMPLIANCE OFFICER | — |
| KANDARIAN STEVEN ALBERT | PRESIDENT | — |
| GRAETZ-BALL MIRA P | MANAGER | — |
| DONNANTUONO FRANCI | MANAGER | — |
| ROSENTHAL JONATHAN | MANAGER | — |
| KENNEDY JAMES D | MANAGER | — |
| RHOADS MICHAEL D | MANAGER | — |
| GOULART STEVEN JEFFREY | PRESIDENT; PRESIDENT, CHIEF EXECUTIVE OFFICER; SENIOR MANAGING DIRECTOR - HEAD OF PORTFOLIO MANAGEMENT | — |
| GRAFSTEIN ISRAEL | CHIEF COMPLIANCE OFFICER | — |
| POLLARO JOSEPH PATRICK | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER & MANAGER; MANAGER (+1 more) | — |
| MERCK ROBERT RABUN | MANAGER | — |
| DICKSON JANE JESSICA | CHIEF COMPLIANCE OFFICER | — |
| HANDAL NANCY MUELLER | MANAGER | — |
| SYMINGTON CHARLES | MANAGER | — |


## Disclosures (24)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-12-18 | regulatory | METLIFE, INC. PREVIOUSLY DISCLOSED ERRORS IN ITS ACCOUNTING FOR RESERVES ASSOCIATED WITH CERTAIN ANNUITIES, AND REMEDIATED THESE ERRORS AS OF DECEMBER 31, 2018. THE U.S. SECURITIES AND EXCHANGE COMMISSION CHARGED METLIFE, INC. WITH VIOLATING THE BOOKS AND RECORDS AND INTERNAL ACCOUNTING CONTROLS PRO… | Final | $10.0M |
| 2018-06-25 | regulatory | METLIFE, INC. IS ALLEGED TO HAVE MADE MATERIALLY MISLEADING STATEMENTS IN ITS PUBLIC FILINGS REGARDING THE EFFECTIVENESS OF ITS INTERNAL CONTROLS OVER FINANCIAL REPORTING FOR ITS PENSION RISK TRANSFER BUSINESS AND THE SUFFICIENCY OF ITS RESERVES FOR GROUP ANNUITY CONTRACTS. | Final | $1.0M |
| 2012-10-09 | regulatory | IN 2009, ALICO AND ITS OUTSIDE COUNSEL MADE CERTAIN REPRESENTATIONS IN A LETTER TO THE NEW YORK STATE INSURANCE DEPARTMENT (THE PREDECESSOR OF DFS) CONCERNING ITS OPERATIONS IN NEW YORK. IT WAS ALLEGED THAT CONTRARY TO THESE REPRESENTATIONS, ALICO AND DELAM, SUBSIDIARIES OF AMERICAN INTERNATIONAL GR… | Final | $60.0M |


## Private funds (11)

Mix: Private Equity Fund 8 · Hedge Fund 2 · Other Private Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| METLIFE INVESTMENT PRIVATE EQUITY PARTNERS, L.P. | Private Equity Fund | Delaware | 13 | $1.5B | $10K |
| METLIFE INVESTMENT PRIVATE EQUITY PARTNERS II, LP | Private Equity Fund | Delaware | 22 | $1.4B | — |
| METLIFE SENIOR DIRECT LENDING FUND II, LP | Private Equity Fund | Delaware | 17 | $1.0B | $5.0M |
| METLIFE MIDDLE MARKET PRIVATE DEBT FUND II, LP | Private Equity Fund | Delaware | 16 | $405.0M | $5.0M |
| METLIFE MIDDLE MARKET PRIVATE DEBT II INVESTMENT FUND, LP | Private Equity Fund | Delaware | 4 | $265.0M | $5.0M |
| METLIFE SENIOR DIRECT LENDING HOLDINGS, LP | Private Equity Fund | Delaware | 4 | $257.8M | $10.0M |
| METLIFE EMERGING MARKET DEBT, LP | Hedge Fund | Delaware | 10 | $249.5M | $1.0M |
| METLIFE FLOATING RATE FUND I, LP | Other Private Fund | Delaware | 7 | $126.5M | $2.5M |
| METLIFE EMERGING MARKET DEBT BLEND FUND (INSURANCE RATED), LP | Hedge Fund | Delaware | 2 | $122.0M | $1.0M |
| METLIFE MIDDLE MARKET PRIVATE DEBT FUND, LP | Private Equity Fund | Delaware | 4 | $110.1M | $5.0M |
| METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND, LP | Private Equity Fund | Cayman Islands | 3 | $82.5M | $5.0M |


## Branch offices (20)

_Showing 15 of 20 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PHILADELPHIA | PA | 58 | 267-330-0000 |
| OVERLAND PARK | KS | 28 | (913) 234-4824 |
| ATLANTA | GA | 28 | (404) 838-2800 |
| OVERLAND PARK | KS | 28 | (913) 234-4824 |
| ATLANTA | GA | 28 | (404) 838-2800 |
| CHICAGO | IL | 27 | (312) 529-2140 |
| CHICAGO | IL | 27 | (312) 529-2140 |
| LOS ANGELES | CA | 24 | 213-576-1888 |
| LOS ANGELES | CA | 24 | 213-576-1888 |
| SAN FRANCISCO | CA | 22 | (415) 836-6400 |
| DALLAS | TX | 20 | 972-404-4350 |
| DALLAS | TX | 20 | 972-404-4350 |
| WASHINGTON | DC | 20 | 202.659.6912 |
| WASHINGTON | DC | 20 | 202.659.6912 |
| FRESNO | CA | 12 | (559) 435-0206 |


## Fund service providers (6)

- custodian: METLIFE INVESTMENT PRIVATE EQUITY PARTNERS (FEEDER) II, L.P.
- custodian: METLIFE INVESTMENT PRIVATE EQUITY PARTNERS (FEEDER) L.P
- custodian: METLIFE MIDDLE MARKET PRIVATE DEBT II RATED FUND, LP
- custodian: METLIFE MIDDLE MARKET PRIVATE DEBT PARALLEL FUND II, LP
- custodian: METLIFE SENIOR DIRECT LENDING FINCO, LLC
- custodian: METLIFE SENIOR DIRECT LENDING II RATED FUND, LP

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/142463/brochure
- Similar advisers: https://search.stillhousedata.com/firm/142463/similar
- Related entities: https://search.stillhousedata.com/firm/142463/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/142463

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.