# AVENTURA CAPITAL MANAGEMENT, LLC

AVENTURA CAPITAL MANAGEMENT, LLC of BOCA RATON, FL is an SEC-registered investment adviser.

## Registration

- CRD: 142478
- Type: SEC-registered investment adviser
- SEC file number: 801-67322
- Location: 5550 GLADES ROAD, SUITE 535, BOCA RATON, FL, 33431
- Phone: 305-466-0467
- Latest filing: 2026-03-27
- Regulatory AUM: $48.4M
- Discretionary AUM: $39.8M
- Non-discretionary AUM: $8.6M
- Clients: 4
- Accounts: 252

## Business model

- Compensation: % of AUM, Commissions
- Clients served: High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| Daniel Thomas Cauceglia | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/ CHIEF COMPLIANCE OFFICER; MEMBER | — |
| KONITS DAVID MATTHEW | C0-MANAGING DIRECTOR/COO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CEO/CFO | — |
| CAUCEGLIA DANIEL THOMAS | CO-MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/ CHIEF COMPLIANCE OFFICER; DIRECTOR/CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/ CHIEF COMPLIANCE OFFICER (+1 more) | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-09-06 | regulatory | AT VARIOUS TIMES FROM DECEMBER 2015 TO JUNE 2022, AVENTURA SECURITIES RECEIVED COMPENSATION INCLUDING: (1) FEES AVENTURA SECURITIES RECEIVED WHEN AVENTURA CAPITAL PURCHASED, RECOMMENDED, OR HELD FOR AVENTURA CAPITAL'S ADVISORY CLIENTS MUTUAL FUND SHARE CLASSES THAT PAID FEES PURSUANT TO RULE 12B-1 U… | Final | $225K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/142478/brochure
- Similar advisers: https://search.stillhousedata.com/firm/142478/similar
- Related entities: https://search.stillhousedata.com/firm/142478/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/142478

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.