# CONSTELLATION WEALTH ADVISORS LLC

CONSTELLATION WEALTH ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 142502
- Type: SEC-registered investment adviser
- SEC file number: 801-67762
- Location: 505 FIFTH AVE, 19TH FLOOR, NEW YORK, NY, 10017-3808
- Phone: 212-697-2500
- Latest filing: 2015-06-04
- Regulatory AUM: $6.2B
- Discretionary AUM: $4.3B
- Non-discretionary AUM: $1.9B
- Clients: 35
- Accounts: 4,576

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| Frank Thomas | CHIEF COMPLIANCE OFFICER | Toronto, A6 |
| Frank F Thomas | CHIEF COMPLIANCE OFFICER | Scottsdale, AZ |
| GOLDSTEIN RICHARD MICHAEL | CO-CEO; MEMBER | — |
| EDWARDS BENJAMIN FRANKLIN IV | CHIEF COMPLIANCE OFFICER | — |
| STOLTZ MARC HAROLD | FINOP AND CFO | — |
| MOORE ROBERT EMMETT | MANAGER/CEO/GEN. SEC. PRINCIPAL; MGR. & CLASS A MEMBER | — |
| DIFAZIO ROBERT K | CLASS A MEMBER; GEN. SEC. PRINCIPAL AND HEAD OF EQUITIES | — |
| HEINZERLING WILLIAM | CLASS A MEMBER; GEN. SEC. PRINC. & HEAD OF FIXED INCOME | — |
| PIKOWSKI STEVEN EDWARD | CHIEF COMPLIANCE OFFICER, COO AND GEN. SECURITIES PRINCIPAL; CHIEF COMPLIANCE OFFICER, COO AND GEN. SECURITIES PRINCIPAL,SROP/CROP(10/2007) | — |
| TRAMONTANO PAUL ERIC | CEO; CO-CEO; MEMBER | — |
| KATZMAN SAM | CHIEF INVESTMENT OFFICER; MEMBER | — |
| GORCZAKOWSKI ROBERT MICHAEL | CFO AND FINOP; CHIEF COMPLIANCE OFFICER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CONSTELLATION HEDGE PARTNERS LP | Hedge Fund | — | 212 | $545.6M | $1.0M |


## Fund service providers (1)

- administrator: CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/142502/brochure
- Similar advisers: https://search.stillhousedata.com/firm/142502/similar
- Related entities: https://search.stillhousedata.com/firm/142502/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/142502

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.