# MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC. of SPRINGFIELD, MA is an SEC-registered investment adviser.

## Registration

- CRD: 14251
- Type: SEC-registered investment adviser
- SEC file number: 801-22306
- Location: 1295 STATE STREET, SPRINGFIELD, MA, 01111
- Phone: 800-638-8378
- Latest filing: 2017-01-03
- Regulatory AUM: $13.8B
- Discretionary AUM: $3.7B
- Non-discretionary AUM: $10.1B
- Clients: 8,508
- Accounts: 105,831

## Officers, owners & control persons (73)

_Showing 25 of 73 people._

| Name | Role | Location |
| --- | --- | --- |
| Miller Joseph | DIRECTOR & CHAIRMAN OF THE BOARD; PRESIDENT, DIRECTOR & CHAIRMAN OF THE BOARD | Juniper, FL |
| BENSON WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | — |
| BAKAL LEONARD MARK | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING OFFICER; CHIEF COMPLIANCE OFFICER & MONEY LAUNDERING COMPLIANCE OFFICER (+2 more) | — |
| TOPPETA WILLIAM JOHN | DIRECTOR; MEMBER OF THE BOARD AND DIRECTOR | — |
| WHEELER WILLIAM JAMES | TREASURER | — |
| LAUNER JR  LELAND C | TREASURER | — |
| VIETRI MICHAEL JOSEPH | CO-PRESIDENT, MSI DISTRIBUTION AND DIRECTOR; EXECUTIVE VICE PRESIDENT, INDIVIDUAL DISTRIBUTION AND DIRECTOR | — |
| FORGET ELIZABETH MARY | DIRECTOR; DIRECTOR AND CHAIRMAN; PRESIDENT AND CHAIRMAN | — |
| FARRELL MICHAEL KEVIN | CHAIRMAN OF THE BOARD AND DIRECTOR; DIRECTOR; MEMBER OF THE BOARD AND DIRECTOR (+1 more) | — |
| WILK ROBERT ALEXANDER | DIRECTOR | — |
| HALPERIN JEFFREY PAUL | ANTI-MONEY LAUNDERING OFFICER; CHIEF COMPLIANCE OFFICER, BROKER-DEALER | — |
| HOLTZER DAVID MICHAEL | CHIEF COMPLIANCE OFFICER, BROKER DEALER; PRESIDENT; PRESIDENT AND DIRECTOR | — |
| WILLIAMSON ANTHONY J | TREASURER | — |
| MARKHAM CRAIG WILLIAM | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, MEMBER OF THE BOARD AND DIRECTOR; PRESIDENT (+3 more) | — |
| CARR GWENN | SECRETARY | — |
| CELLUPICA PAUL G | CHIEF LEGAL OFFICER | — |
| CARRIER ANDRE THEODORE | CHIEF OPERATIONS OFFICER; SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | — |
| BEGUN ROBERT | CHIEF OPERATIONS OFFICER; CO-CHIEF OPERATIONS OFFICER | — |
| COHN MARC ALLAN | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| MARTINEZ JOHN GREGORY | CHIEF FINANCIAL OFFICER; VICE PRESIDENT AND FINANCIAL AND OPERATIONS PRINCIPAL; VICE PRESIDENT AND FINANCIAL OPERATIONS PRINCIPAL (+1 more) | — |
| VITIELLO VINCENT GERARD | DIRECTOR | — |
| FANNING MICHAEL ROBERT | DIRECTOR | — |
| FLYNN WILLIAM JOSEPH | NATIONAL SALES DIRECTOR; NATIONAL SALES DIRECTOR, FINANCIAL PLANNING SERVICES | — |
| HIPWORTH PAUL DAVID | CHIEF FINANCIAL OFFICER | — |
| SKANDALIS BETTE | VICE-PRESIDENT, FINANCIAL PLANNING SERVICES | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/14251/brochure
- Similar advisers: https://search.stillhousedata.com/firm/14251/similar
- Related entities: https://search.stillhousedata.com/firm/14251/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/14251

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.