# SOHO FINANCIAL SERVICES LLC

SOHO FINANCIAL SERVICES LLC of MONTECITO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 142510
- Type: SEC-registered investment adviser
- SEC file number: 801-79526
- Location: 1187 COAST VILLAGE ROAD, MONTECITO, CA, 93108
- Phone: 775-722-9577
- Latest filing: 2026-04-13
- Regulatory AUM: $1.3M
- Discretionary AUM: $1.3M
- Clients: 2
- Accounts: 2

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles, Other

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| TROISE FRANK T | MANAGING MEMBER; MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | — |
| BRASWELL MARION MIKI | MEMBER; MEMBER, SECRETARY | — |
| TROISE FRANK THOMAS | MANAGING MEMBER; MANAGING MEMBER / CHIEF COMPLIANCE OFFICER; PRESIDENT, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| FIELDS THOMAS WILLON | DIRECTOR; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| FIELDS DEBRA ANNETTE | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/142510/brochure
- Similar advisers: https://search.stillhousedata.com/firm/142510/similar
- Related entities: https://search.stillhousedata.com/firm/142510/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/142510

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.