# CANNELL & SPEARS LLC

CANNELL & SPEARS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 142633
- Type: SEC-registered investment adviser
- SEC file number: 801-67401
- Location: 535 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-752-5255
- Latest filing: 2026-03-30
- Regulatory AUM: $7.0B
- Discretionary AUM: $6.8B
- Non-discretionary AUM: $190.4M
- Clients: 40
- Accounts: 2,577

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos, Other

## Officers, owners & control persons (65)

_Showing 25 of 65 people._

| Name | Role | Location |
| --- | --- | --- |
| William Gerli Spears | MANAGER & MEMBER; PRINCIPAL | — |
| Robert Michael Raich | MANAGING PRINCIPAL AND PORTFOLIO MANAGER | — |
| Margaret Mary H Maclennan | MEMBER AND PRINCIPAL | — |
| William Sylvan Weil | MANAGER | — |
| Honor Nmn Lassalle | MANAGER | — |
| James Ernest Breece | MANAGING PRINCIPAL AND PORTFOLIO MANAGER | — |
| Paul Frank Pfeiffer | MEMBER AND PRINCIPAL | — |
| John Victor Raggio | MEMBER AND PRINCIPAL | — |
| Robert Pattridge Morgenthau | MEMBER AND PRINCIPAL | — |
| Michele Dayle Cleary | PRINCIPAL | — |
| Emanuel Weintraub | PRINCIPAL | New York, NY |
| Joseph Blair Werner | CHAIRMAN AND PORTFOLIO MANAGER; MANAGING PRINCIPAL AND PORTFOLIO MANAGER; TRUSTEE | — |
| Edward Morgan Giles | PRINCIPAL | — |
| Ian Barrie Maccallum | PRINCIPAL | — |
| Robert Frank Shapiro | PRINCIPAL | — |
| Robert Charles Eising | MANAGING PRINCIPAL AND PORTFOLIO MANAGER; TRUSTEE | — |
| Patricia Ann Kogan | MEMBER AND PRINCIPAL | — |
| David Jonathan Mazzullo | MANAGING PRINCIPAL AND PORTFOLIO MANAGER; PRINCIPAL AND PORTFOLIO MANAGER | — |
| William Henry Herrman Ii | PRINCIPAL | — |
| Paul Andrew Wartman | MEMBER AND PRINCIPAL | — |
| Walter Kenneth Giles | PRINCIPAL | — |
| Ronald Charles Thow | MEMBER AND PRINCIPAL | — |
| Daniel Joseph Wetchler | PRINCIPAL | — |
| Jennifer Buchman Lynn | TRUSTEE | — |
| Elizabeth W Howell | TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/142633/brochure
- Similar advisers: https://search.stillhousedata.com/firm/142633/similar
- Related entities: https://search.stillhousedata.com/firm/142633/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/142633

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.