# KOM WEALTH MANAGEMENT GROUP, LLC

KOM WEALTH MANAGEMENT GROUP, LLC of APPLETON, WI is an SEC-registered investment adviser.

## Registration

- CRD: 142682
- Type: SEC-registered investment adviser
- SEC file number: 801-67464
- Location: 3601 E. EVERGREEN DRIVE, SUITE 100, APPLETON, WI, 54913
- Phone: 920-733-3865
- Latest filing: 2026-03-04
- Regulatory AUM: $407.8M
- Discretionary AUM: $405.4M
- Non-discretionary AUM: $2.4M
- Clients: 7
- Accounts: 2,126

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| James Mike Mcglone | SENIOR PARTNER / MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | Appleton, WI |
| Kaley Marie Klepps | PARTNER | — |
| Troy Allen Sommerfeld | PARTNER | — |
| Kenneth John Mcglone | PARTNER | — |
| MC GLONE JAMES MIKE | SENIOR PARTNER / MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | — |
| MCGLONE JASON ANTHONY | SENIOR PARTNER | — |
| KERNTKE CLAUS PETER | SENIOR PARTNER | — |
| OTTO RICHARD MICHAEL | SENIOR PARTNER | — |
| BERNSTEIN DANIEL ADAM | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | — |
| MC GLONE JASON ANTHONY | SENIOR PARTNER | — |
| MCGLONE JAMES MIKE | SENIOR PARTNER / MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | — |
| Klepps Kaley Marie | PARTNER | — |
| Sommerfeld Troy Allen | PARTNER | — |
| McGlone Kenneth John | PARTNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/142682/brochure
- Similar advisers: https://search.stillhousedata.com/firm/142682/similar
- Related entities: https://search.stillhousedata.com/firm/142682/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/142682

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.