# GREENWICH WEALTH MANAGEMENT LLC

GREENWICH WEALTH MANAGEMENT LLC of GREENWICH, CT is an SEC-registered investment adviser.

## Registration

- CRD: 142820
- Type: SEC-registered investment adviser
- SEC file number: 801-68897
- Location: 45 EAST PUTNAM AVENUE, SUITE 128, GREENWICH, CT, 06830
- Phone: 203-618-0100
- Latest filing: 2026-07-28
- Regulatory AUM: $3.5B
- Discretionary AUM: $2.9B
- Non-discretionary AUM: $634.4M
- Clients: 13
- Accounts: 625

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities, Other

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Michael James Freeburg | MANAGING MEMBER | — |
| Daniel Jerry Sullivan | CHIEF COMPLIANCE OFFICER, MEMBER | — |
| Harry Edward Figgie | MEMBER | — |
| Jackson Henry Kleinert | MEMBER | — |
| FREEBURG MICHAEL JAMES | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | — |
| SULLIVAN DANIEL JERRY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MEMBER | — |
| FIGGIE HARRY EDWARD | MEMBER | — |
| Kleinert Jackson Henry | MEMBER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-08-23 | regulatory | GWM'S FAILURE TO REGISTER ITS INVESTMENT ADVISER REPRESENTATIVE WHO HAD A PLACE OF BUSINESS IN MASSACHUSETTS AND ENSURE THAT ITS INVESTMENT ADVISER REPRESENTATIVE WAS PROPERLY REGISTERED IN MASSACHUSETTS PRIOR TO PROVIDING INVESTMENT ADVISORY SERVICES IN VIOLATION OF THE MASSACHUSETTS UNIFORM SECURI… | Final | $38K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/142820/brochure
- Similar advisers: https://search.stillhousedata.com/firm/142820/similar
- Related entities: https://search.stillhousedata.com/firm/142820/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/142820

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.