# BANTA ASSET MANAGEMENT LP

BANTA ASSET MANAGEMENT LP of NEWPORT BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 142987
- Type: SEC-registered investment adviser
- SEC file number: 801-67519
- Location: 517 30TH STREET, NEWPORT BEACH, CA, 92663
- Phone: 949-673-9944
- Latest filing: 2026-02-11
- Regulatory AUM: $128.7M
- Discretionary AUM: $128.7M
- Clients: 4
- Accounts: 211

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Stephen Matthew Banta | CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| Mark David Banta | TRUSTEE | — |
| Kimberle Malone Banta | TRUSTEE | — |
| Pamela George Banta | TRUSTEE | — |
| Michael Beale Banta | TRUSTEE | — |
| Sara Warmington Banta | TRUSTEE | — |
| BANTA STEPHEN MATTHEW | CHIEF COMPLIANCE OFFICER; LIMITED PARTNER/CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| BANTA DAVID DONALD | LIMITED PARTNER; PRINCIPAL | — |
| BANTA MARK DAVID | CO-TRUSTEE; LIMITED PARTNER; PRINCIPAL (+1 more) | — |
| BANTA MICHAEL BEALE | LIMITED PARTNER; MANAGING MEMBER; MEMBER (+1 more) | — |
| BANTA KIMBERLE MALONE | CO-TRUSTEE; TRUSTEE | — |
| BANTA PAMELA GEORGE | TRUSTEE | — |
| BANTA SARA WARMINGTON | TRUSTEE | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | (949) 673-9944 |
| — | — | 1 | (949) 673-9944 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/142987/brochure
- Similar advisers: https://search.stillhousedata.com/firm/142987/similar
- Related entities: https://search.stillhousedata.com/firm/142987/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/142987

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.