# PENNANTPARK INVESTMENT ADVISERS, LLC

PENNANTPARK INVESTMENT ADVISERS, LLC of MIAMI BEACH, FL is an SEC-registered investment adviser.

## Registration

- CRD: 143149
- Type: SEC-registered investment adviser
- SEC file number: 801-67622
- Location: 1691 MICHIGAN AVENUE, SUITE 500, MIAMI BEACH, FL, 33139
- Phone: 212-905-1000
- Latest filing: 2026-03-31
- Regulatory AUM: $6.2B
- Discretionary AUM: $6.1B
- Non-discretionary AUM: $17.6M
- Clients: 91
- Accounts: 15

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| [Gerald Richard Cummins](https://search.stillhousedata.com/person/601283) | CHIEF COMPLIANCE OFFICER | New York, NY |
| [Frank Robert Galea](https://search.stillhousedata.com/person/678236) | CHIEF COMPLIANCE OFFICER | — |
| [Arthur Howard Penn](https://search.stillhousedata.com/person/686351) | MANAGING MEMBER | — |
| [Richard Thomas Allorto](https://search.stillhousedata.com/person/686352) | CHIEF FINANCIAL OFFICER | — |
| [Lee Daniel Caney](https://search.stillhousedata.com/person/694082) | CO-TRUSTEE OF ARTHUR H. PENN 2021 TRUST | — |
| [Ilene D Penn](https://search.stillhousedata.com/person/694083) | TRUSTEE OF ARTHUR H. PENN 2021 TRUST MCP 2012 GST TRUST ASP 2012 GST TRUST ESP 2012 GST TRUST | — |
| [TALARICO GUY](https://search.stillhousedata.com/person/731964) | CHIEF COMPLIANCE OFFICER | — |
| [PENN ARTHUR HOWARD](https://search.stillhousedata.com/person/741288) | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER (+1 more) | — |
| [HARDIN MATTHEW STEPHEN](https://search.stillhousedata.com/person/755700) | CHIEF COMPLIANCE OFFICER | — |
| [EFRAT AVIV](https://search.stillhousedata.com/person/756704) | CHIEF FINANCIAL OFFICER AND TREASURER; MANAGING DIRECTOR | — |
| [PENN ILENE D](https://search.stillhousedata.com/person/764635) | TRUSTEE; TRUSTEE OF ARTHUR H. PENN 2021 TRUST MCP 2012 GST TRUST ASP 2012 GST TRUST ESP 2012 GST TRUST | — |
| [TALARICO GUY FRANCIS](https://search.stillhousedata.com/person/803220) | CHIEF COMPLIANCE OFFICER | — |
| [GALEA FRANK ROBERT](https://search.stillhousedata.com/person/861560) | CHIEF COMPLIANCE OFFICER | — |
| [Caney Lee Daniel](https://search.stillhousedata.com/person/878220) | CO-TRUSTEE OF ARTHUR H. PENN 2021 TRUST | — |
| [Adam Ross Katz](https://search.stillhousedata.com/person/992075) | MANAGING DIRECTOR AND GENERAL COUNSEL | — |
| [Ilene D. Penn](https://search.stillhousedata.com/person/992491) | TRUSTEE OF ARTHUR H. PENN 2021 TRUST MCP 2012 GST TRUST ASP 2012 GST TRUST ESP 2012 GST TRUST | — |


## Private funds (12)

Mix: Hedge Fund 7 · Private Equity Fund 5

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| PENNANTPARK CREDIT OPPORTUNITIES FUND IV, LP | Hedge Fund | Delaware | 34 | $482.6M | $5.0M |
| PENNANTPARK SENIOR CREDIT FUND II AGGREGATOR, LP | Hedge Fund | Delaware | 34 | $431.0M | $5.0M |
| PENNANTPARK SENIOR CREDIT FUND LEVERED, LP | Hedge Fund | Delaware | 28 | $426.2M | $10.0M |
| PENNANTPARK SENIOR CREDIT FUND SMA, LP | Private Equity Fund | Cayman Islands | 1 | $124.2M | $125.0M |
| PENNANTPARK CAPITAL LIQUIDITY SOLUTIONS, LP | Hedge Fund | Cayman Islands | 2 | $117.7M | $15.0M |
| PENNANTPARK CREDIT OPPORTUNITIES FUND III, LP | Hedge Fund | Delaware | 37 | $111.2M | $5.0M |
| PENNANTPARK SENIOR CREDIT FUND II LUXEMBOURG UNLEVERED MASTER FUND SCSP SICAV-RAIF | Private Equity Fund | Luxembourg | 1 | $96.7M | $1.0M |
| PENNANTPARK SENIOR CREDIT FUND, LLC | Hedge Fund | Delaware | 3 | $90.5M | $5.0M |
| TPDS I PLATINUM HOLDINGS LP | Private Equity Fund | Delaware | 1 | $12.1M | $25.0M |
| BERKELEY ROAD WC FUNDING SPV 2, LP | Private Equity Fund | Delaware | 1 | $9.7M | $5.0M |
| SP CREDIT ACQUISITIONS, LLC | Private Equity Fund | Delaware | 2 | $7.8M | — |
| PENNANTPARK CREDIT OPPORTUNITIES FUND II, LP | Hedge Fund | Delaware | 18 | $3.7M | $5.0M |


## Branch offices (10)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| NEW YORK | NY | 48 | 212.905.1000 |
| NEW YORK | NY | 48 | 212.905.1000 |
| CHICAGO | IL | 2 | 212.905.1000 |
| CHICAGO | IL | 2 | 212.905.1000 |
| SANTA MONICA | CA | 1 | 212.905.1000 |
| AMSTERDAM | — | 1 | 212.905.1000 |
| HOUSTON | TX | 1 | 212.905.1000 |
| SANTA MONICA | CA | 1 | 212.905.1000 |
| HOUSTON | TX | 1 | 212.905.1000 |
| AMSTERDAM | — | 1 | 212.905.1000 |


## Fund service providers (5)

- administrator: BANK OF NEW YORK MELLON — 6 funds
- administrator: PENNANTPARK INVESTMENT ADMINISTRATION LLC — 2 funds
- administrator: SEI INVESTMENTS-GLOBAL FUND SERVICES LIMITED — 2 funds
- administrator: ALTER DOMUS ALTERNATIVE ASSET FUND ADMINISTRATION S.A R.L.
- administrator: PENNANTPARK INVESTMENT ADMINISTRATION, LLC

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/143149/brochure
- Similar advisers: https://search.stillhousedata.com/firm/143149/similar
- Related entities: https://search.stillhousedata.com/firm/143149/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/143149

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.