# EXETER FINANCIAL, LLC

EXETER FINANCIAL, LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 143420
- Type: SEC-registered investment adviser
- SEC file number: 801-67719
- Location: 7001 N. SCOTTSDALE ROAD, SUITE 1040, SCOTTSDALE, AZ, 85253-3644
- Phone: 480-588-0830
- Latest filing: 2026-03-31
- Regulatory AUM: $420.2M
- Discretionary AUM: $418.0M
- Non-discretionary AUM: $2.2M
- Clients: 6
- Accounts: 693

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| Boris Michael Gutin | PRESIDENT | Montclair, NJ |
| Stephen Leon Harrison | CHIEF COMPLIANCE OFFICER, PRESIDENT | — |
| Curtis Barton | CEO | — |
| Anton Rosandic | PRESIDENT | — |
| NIEHAUS ROBERT HENRY | MANAGER | — |
| HARRISON STEPHEN LEON | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, PRESIDENT; CO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| HELMS PETER WESTOVER | CO-MANAGING MEMBER; PRINCIPAL | — |
| SEXWORTH ELIZABETH | CHIEF INVESTMENT OFFICER/MEMBER; PRINCIPAL | — |
| GUTIN BORIS MICHAEL | PRESIDENT | — |
| MARSHALL-INMAN BRAD  LEANNE JOINT TENANTS | MEMBER(PASSIVE) | — |
| MATHEWS STEPHEN CHARLES | CFO | — |
| Barton Curtis | CEO | — |
| Rosandic Anton | COO; PRESIDENT | — |
| Lalsa Megvarran | CFO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/143420/brochure
- Similar advisers: https://search.stillhousedata.com/firm/143420/similar
- Related entities: https://search.stillhousedata.com/firm/143420/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/143420

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.