# RS PETRELL & ASSOCIATES, LLC

RS PETRELL & ASSOCIATES, LLC of DEWITT, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 143462
- Type: SEC-registered investment adviser
- SEC file number: 801-70011
- Location: 5784 WIDEWATERS PARKWAY, FIRST FLOOR, DEWITT, NY, 13214
- Phone: 315-218-7350
- Latest filing: 2026-02-04
- Regulatory AUM: $159.1M
- Non-discretionary AUM: $159.1M
- Clients: 3
- Accounts: 446

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Marybeth Petrell | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | — |
| PETRELL MARYBETH | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; MANAGING PARTNER/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2008-04-11 | regulatory | NASD RULE 2110: RICHARD PETRELL OBTAINED $17000.00 FROM HIS EMPLOYING MEMBER FIRM BY SUBMITTING FALSIFIED EXPENSE REIMBURSEMENT REQUESTS. | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/143462/brochure
- Similar advisers: https://search.stillhousedata.com/firm/143462/similar
- Related entities: https://search.stillhousedata.com/firm/143462/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/143462

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.