# AEQUITAS INVESTMENT MANAGEMENT, LLC

AEQUITAS INVESTMENT MANAGEMENT, LLC of LAKE OSWEGO, OR is an SEC-registered investment adviser.

## Registration

- CRD: 143780
- Type: SEC-registered investment adviser
- SEC file number: 801-68039
- Location: 5300 MEADOWS ROAD, SUITE 400, LAKE OSWEGO, OR, 97035
- Phone: 503-419-3500
- Latest filing: 2015-07-13
- Regulatory AUM: $299.5M
- Discretionary AUM: $299.5M
- Clients: 51
- Accounts: 8

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Brown T Michael | SENIOR VICE PRESIDENT, BUSINESS OPERATIONS | Calgary, A0 |
| GILLIS NELSON SCOTT | EXECUTIVE VP/CHIEF OPERATIONS OFFICER; EXECUTIVE VP/CHIEF OPERATIONS OFFICER/CFO | — |
| WOOD DEBORAH SCOTT | GENERAL COUNSEL | — |
| JESENIK ROBERT JOSEPH | MANAGER/MEMBER OF AEQUITAS MANAGEMENT, LLC; PRESIDENT; PRESIDENT & CEO | — |
| MACRITCHIE ANDREW N | EXECUTIVE VP/CHIEF COMPLIANCE OFFICER; MANAGER/MEMBER OF AEQUITAS MANAGEMENT, LLC; MANAGER OF AEQUITAS MANAGEMENT, LLC | — |
| OLIVER BRIAN ARTHUR | EXECUTIVE VICE PRESIDENT; MANAGER/MEMBER OF AEQUITAS MANAGEMENT, LLC; MANAGER OF AEQUITAS MANAGEMENT, LLC | — |
| CRAIG ANDREW S | ASSISTANT SECRETARY; GENERAL COUNSEL | — |
| BROWN PATRICIA JEAN | CHIEF ACCOUNTING OFFICER; SENIOR VICE PRESIDENT, FINANCE | — |
| JESENIK ROBERT | CEO | — |
| OLIVER BRIAN | PRESIDENT | — |
| FROUDE CRAIG JAY | MANAGER/MEMBER OF AEQUITAS MANAGEMENT, LLC; MANAGING PRINCIPAL AND EXECUTIVE VICE PRESIDENT | — |
| JANKE OLAF | MEMBER OF AEQUITAS MANAGEMENT, LLC; TREASURER AND SENIOR VICE PRESIDENT, FINANCE; TREASURER, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| RUH WILLIAM JOHN | MANAGING PRINCIPAL | — |
| RICE BRIAN K | EXECUTIVE VICE PRESIDENT | — |
| HEDBERG STEVE MICHAEL | CHIEF OPERATING OFFICER | — |
| HOLMEN ROBERT RICHARD | SECRETARY | — |
| BRASCH WARREN L | ASSISTANT SECRETARY | — |


## Private funds (6)

Mix: Private Equity Fund 5 · Other Private Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| AEQUITAS CAPITAL OPPORTUNITIES FUND, LP | Private Equity Fund | — | 35 | $145.1M | $1.0M |
| AEQUITAS INCOME PROTECTION FUND, LLC | Private Equity Fund | — | 25 | $37.9M | $250K |
| AEQUITAS WRFF I, LLC | Private Equity Fund | — | 43 | $21.1M | $1.0M |
| AEQUITAS ETC FOUNDERS FUND, LLC | Private Equity Fund | — | 33 | $21.0M | $250K |
| AEQUITAS HYBRID FUND, LLC - SERIES A | Private Equity Fund | — | 44 | $9.1M | $250K |
| AEQUITAS ENHANCED INCOME FUND, LLC | Other Private Fund | — | 0 | — | $250K |


## Fund service providers (1)

- administrator: APEX FUND SERVICES (US) INC.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/143780/brochure
- Similar advisers: https://search.stillhousedata.com/firm/143780/similar
- Related entities: https://search.stillhousedata.com/firm/143780/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/143780

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.