# HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC

HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC of RALEIGH, NC is an SEC-registered investment adviser.

## Registration

- CRD: 143805
- Type: SEC-registered investment adviser
- SEC file number: 801-68363
- Location: 8540 COLONNADE CENTER DRIVE, SUITE 401, RALEIGH, NC, 27615
- Phone: 919-846-2324
- Latest filing: 2014-03-28
- Regulatory AUM: $87.9M
- Discretionary AUM: $87.9M
- Clients: 40
- Accounts: 6

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Nelson Campbell | INVESTMENT COMMITTEE MEMBER; MEMBER | Mebane, NC |
| PERKINS DAVID BRIEN | CEO/FOUNDER/MANAGING MEMBER; FOUNDER/MANAGING MEMBER; MANAGING MEMBER (+1 more) | — |
| FIELDS JAMES MICHAEL | CHIEF COMPLIANCE OFFICER, MEMBER; MEMBER AND CHIEF OPERATING OFFICER | — |
| JACOBS GREGORY BRIAN | CEO | — |
| PALLES LEE N | CFO | — |
| WORTHINGTON ROBERT LESLIE | MANAGER; MANAGER, MEMBER; MANAGING MEMBER AND PRESIDENT | — |
| CHICA ANDREW PAUL | MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| BAKER ROBERT LANCE | MEMBER; MEMBER AND CHIEF FINANCIAL OFFICER; MEMBER, CFO | — |
| PARROTT JOSHUA EARLY | MEMBER | — |


## Private funds (2)

Mix: Venture Capital Fund 1 · Private Equity Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| HATTERAS LATE STAGE VC FUND I, L.P. | Venture Capital Fund | — | 68 | $15.1M | $1.0M |
| HATTERAS GPEP FUND, L.P. | Private Equity Fund | — | 3 | $3.0M | $1.0M |


## Fund service providers (1)

- administrator: UMB FUND SERVICES, INC.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/143805/brochure
- Similar advisers: https://search.stillhousedata.com/firm/143805/similar
- Related entities: https://search.stillhousedata.com/firm/143805/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/143805

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.