# VERTICAL CAPITAL, LLC

VERTICAL CAPITAL, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 143956
- Type: SEC-registered investment adviser
- SEC file number: 801-68223
- Location: 437 MADISON AVENUE, SUITE 19B, NEW YORK, NY, 10022
- Phone: 212-786-5300
- Latest filing: 2017-04-28
- Regulatory AUM: $416.7M
- Discretionary AUM: $399.2M
- Non-discretionary AUM: $17.6M
- Clients: 10
- Accounts: 17

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [Graham Daniel Medley Thomas](https://search.stillhousedata.com/person/425411) | EMPLOYEE; MANAGING PARTNER; MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER (+1 more) | London, X0 |
| [BLACKER KEM HENRY](https://search.stillhousedata.com/person/783826) | PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| [PEARCE THOMAS MCCALLUM](https://search.stillhousedata.com/person/787244) | MANAGING PARTNER; MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER; MANAGING PARTNER, CHIEF COMPLIANCE OFFICER (+1 more) | — |
| [FASS LLOYD JAY](https://search.stillhousedata.com/person/787245) | CHIEF COMPLIANCE OFFICER | — |
| [AHUJA AJAY](https://search.stillhousedata.com/person/789838) | CHIEF COMPLIANCE OFFICER | — |
| [FERRARO BETH ANN](https://search.stillhousedata.com/person/820392) | PARTNER AND CO-PORTFOLIO MANAGER; PARTNER AND PORTFOLIO MANAGER | — |
| [PORCELLI CHRISTOPHER GORDON](https://search.stillhousedata.com/person/820393) | PARTNER AND CHIEF TECHNOLOGY OFFICER | — |


## Private funds (12)

Mix: Securitized Asset Fund 9 · Real Estate Fund 3

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SUMMER STREET 2005-HG1 LTD | Securitized Asset Fund | — | 0 | $268.6M | $250K |
| VERTICAL 2003- 1 LTD. | Securitized Asset Fund | — | 0 | $28.7M | $1.0M |
| E\*TRADE ABS CDO IV, LTD. | Securitized Asset Fund | — | 0 | $26.0M | $250K |
| E\*TRADE ABS CDO III, LTD. | Securitized Asset Fund | — | 0 | $23.8M | $250K |
| VERTICAL ABS CDO 2006-2, LTD. | Securitized Asset Fund | — | 0 | $17.2M | $250K |
| E\*TRADE ABS CDO I, LTD. | Securitized Asset Fund | — | 0 | $13.8M | $1.0M |
| SHARP HUMOR LP | Real Estate Fund | — | 7 | $8.8M | — |
| E\*TRADE ABS CDO V, LTD. | Securitized Asset Fund | — | 0 | $7.4M | $250K |
| VERTICAL ABS CDO 2005-1, LTD. | Securitized Asset Fund | — | 0 | $5.2M | $250K |
| RESOLUTION CREDIT OPPORTUNITIES FUND, LP | Real Estate Fund | — | 39 | $5.1M | $250K |
| RESOLUTION CREDIT OPPORTUNITIES FUND II, LP | Real Estate Fund | — | 10 | $1.7M | $250K |
| VERTICAL ABS CDO 2006-1, LTD. | Securitized Asset Fund | — | 0 | $682K | $250K |


## Fund service providers (1)

- administrator: STRAIT CAPITAL

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/143956/brochure
- Similar advisers: https://search.stillhousedata.com/firm/143956/similar
- Related entities: https://search.stillhousedata.com/firm/143956/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/143956

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.