# WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC

WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC of ADDISON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 144172
- Type: SEC-registered investment adviser
- SEC file number: 801-108907
- Location: 14275 MIDWAY ROAD, SUITE 138, ADDISON, TX, 75001
- Phone: 214-363-6920
- Latest filing: 2026-03-18
- Regulatory AUM: $228.5M
- Non-discretionary AUM: $228.5M
- Clients: 3
- Accounts: 331

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| David Patrick Oconnor | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| OCONNOR WILLIAM PATRICK | MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER; PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2001-11-12 | regulatory | FAILURE TO PROPERLY ADMINISTER REGULATORY ELEMENT OF CONTINUING EDUCATION. | Final | $10K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/144172/brochure
- Similar advisers: https://search.stillhousedata.com/firm/144172/similar
- Related entities: https://search.stillhousedata.com/firm/144172/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/144172

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.